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cisi: technology in investment management

This class was created by Brainscape user Samuel Peterson. Visit their profile to learn more about the creator.

By: Samuel Peterson
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Decks in this class (11)

Chapter 1: Technology in Investment Management
What is a sovereign wealth fund,
What is the difference between th...,
What is the difference between th...
10  cards
Chapter 2: The Regulatory Framework
What is the fsma,
What is the fsa,
What is prudential regulation
46  cards
THINGS I GOT WRONG
Which of the following is require...,
With reference to basel ii and ii...,
Basel ii places emphasis on what ...
23  cards
Chapter 3: Technology and the Functional Flow of Financial Instruments
What is an mtf,
What is an otf introduced by mifi...,
What are the 3 classifications fo...
42  cards
Chapter 4: The Role of Technology in Trade Capture
Why might a pension fund need to ...,
What are the 5 topics covered by ...,
What is the challenge with esg ra...
31  cards
Chapter 5: The Role of Technology in the Pre-Settlement Phase
What does ssi stand for,
How is the issue of duplicate ref...,
How are currencies referenced
49  cards
Chapter 7: The Impact of Technology on Financial Control
What is the core function of the ...,
What is the difference between ma...,
What 2 technology applications do...
16  cards
Chapter 8: Technology Management
What is the head of it sometimes ...,
Who,
What is and what is the role of a...
40  cards
Summative Prep
Securitie,
What is a mt300,
What is a mt400
12  cards
Chapter 6: The Role of Technology in the Settlement and Post-Settlement Phases
What kind of transactions require...,
What are the 3 ways that settleme...,
How do some custodian send out tr...
26  cards
Chapter 9: Managing Business Change
What is an sro,
What is a sdlc,
What is terms of reference
20  cards

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cisi: technology in investment management

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