fsre - dipfa copy

This class was created by Brainscape user Junaid Ahmed. Visit their profile to learn more about the creator.

Decks in this class (20)

Topic 1 The role and structure of financial markets
No deck description has yet been added by the author.
19  cards
Topic 2 The role of government
No deck description has yet been added by the author.
13  cards
Topic 3 Financial services in the wider economy
No deck description has yet been added by the author.
5  cards
Topic 4 Industry obligations to the customer
No deck description has yet been added by the author.
4  cards
Topic 5 Types of customers and their needs
No deck description has yet been added by the author.
4  cards
Topic 6 Meeting customers’ needs: protection
No deck description has yet been added by the author.
8  cards
Topic 7 Meeting customers’ needs: savings and investment
No deck description has yet been added by the author.
10  cards
Topic 8 Meeting customers’ needs: retirement and estate planning
No deck description has yet been added by the author.
10  cards
Topic 9 Meeting customers’ needs: borrowing
No deck description has yet been added by the author.
4  cards
Topic 10 Regulatory authorities in the UK
No deck description has yet been added by the author.
5  cards
Topic 11 International regulation
No deck description has yet been added by the author.
6  cards
Topic 12 The FCA’s responsibilities and approach to regulation
No deck description has yet been added by the author.
10  cards
Topic 13 Principles and rules of the FCA Conduct of Business Sourcebook
No deck description has yet been added by the author.
10  cards
Topic 14 Money laundering, data protection and complaints procedures
No deck description has yet been added by the author.
9  cards
Topic 15 Important legal principles
No deck description has yet been added by the author.
7  cards
Topic 16 Wills, intestacy and trusts
No deck description has yet been added by the author.
12  cards
Topic 17 Understanding risk
No deck description has yet been added by the author.
10  cards
Topic 18 Managing risk
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9  cards
Topic 19 Gathering information from the client
No deck description has yet been added by the author.
10  cards
Topic 20 Addressing the client’s needs
No deck description has yet been added by the author.
10  cards

More about
fsre - dipfa copy

  • Class purpose General learning

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