Series 65 Exam Prep

Brainscape’s Series 65 exam prep flashcards were developed in partnership with the financial education experts at Knopman Marks to accelerate your learning so you can move through complex material with confidence. Delivered via a science-optemized spaced repetition study system, these adaptive flashcards will empower you to retain more information, for longer and reduce test-day anxiety.

The Series 65 is a demanding regulatory exam required by most states for those working as investment adviser representatives. It tests your understanding of securities products, analysis tools, and both federal and state laws. Brainscape breaks this broad curriculum into targeted decks that help you review each topic efficiently and in depth.

You’ll cover everything from suitability and ethics to trading, taxation, and securities regulation, using a study system based on proven cognitive science. The result is faster memorization, stronger long-term retention, and the ability to walk into the exam feeling fully prepared.

The Ultimate Series 65 Exam Prep Flashcards, Covering the Official Series 65 Test Plan

The Series 65 exam is a 130-question test that is split between securities products and investment analysis and rules and regulations. Specifically, the law portion of the Series 65 exam accounts for 40 questions (31% of the test), while all the product knowledge makes up the remaining 90 questions (69% of the test).

With the Series 65 exam’s unique challenges in mind, Brainscape—the world’s smartest study app—together with Knopman Marks, a leader in FINRA exam preparation with the highest pass rates in the industry, have curated these Series 65 flashcards as the perfect, powerful study tool.

Used in conjunction with the required textbook, coursework, and practice questions, our Series 65 flashcards will allow you to drill down and memorize all the relevant state and federal laws while providing broad-based, in-depth coverage of all of the products and investment analysis tools that you need to be familiar with.

How Brainscape helps you complete your Series 65 exam prep faster

The brain is hardwired to learn and remember information a certain way. The Brainscape™ flashcard app was born out of the question: what if we leveraged this hardwiring to help students learn more efficiently? Fueled by curiosity, our team of cognitive scientists from Columbia and Yale spent years developing a scientifically optimized learning platform to boost your learning.

Our "secret sauce" is a learning algorithm that delivers information to your brain in a way that optimizes its ability to retain that information. And it’s the spaced repetition of Series 65 flashcards at precisely the right interval for YOUR brain that makes Brainscape so effective for remembering the facts.

With Brainscape’s Series 65 exam prep flashcards, you get:

• Expert content provided by Knopman Marks covering all essential components of the Series 65 exam.
• Over 800 Series 65 flashcards divided into 6 decks:
  • Deck 1: USA, Broker-Dealers & Agents
  • Deck 2: Investment Advisers & Ethics
  • Deck 3: Equity & Fixed Income
  • Deck 4: Investment Companies, Insurance Products & Derivatives
  • Deck 5: Trading Equities & Retirement Plans
  • Deck 6: Securities Analysis, Taxation & Federal Law
• Ongoing feedback, statistics, and visualization tools to help you track your progress.
• A carefully tailored curriculum that builds on previous concepts and guides you from definition to legal analysis.
• In-sync studying across Brainscape’s website and all your iOS and Android devices.

Now go crush your Series 65 exam prep!

Additional free Series 65 learning tools:

• Read: Key Series 65 exam insights.
• Explore: Brainscape’s YouTube channel for advice on how to optimize your studying so you get more done in less time and with even less anxiety.
• Get: Brainscape’s free, editable Series 65 exam study planners and countdown sheets.