3. Regulation of Financial Markets and Institutions

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Flashcard maker: ed stringer

Decks in this class (14)

International and European Union Directives, Regulation and Guidance
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23  cards
FCA BS: Investment Research
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5  cards
FCA BS - Product Governance and Disclosure Requirements
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7  cards
FCS BS - Record Keeping and Reporting
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5  cards
FCA BS - Dealing and Managing
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8  cards
FCA BS - Identifying Client Needs
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13  cards
FCA BS - Financial Promotions
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23  cards
FCA BS - Client Categorisation
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9  cards
UK Regulation
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22  cards
FCA: Objectives and High Level Standards
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21  cards
Regulation of Investment Exchange
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16  cards
FCA BS - Client Assets and Client Money Rules
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20  cards
FCA Supervision and Redress
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9  cards
Financial Crime
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18  cards

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3. Regulation of Financial Markets and Institutions

  • Class purpose General learning

The creator of this class did not yet add a description for what is included in this class.

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