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By:
Lucy Russell
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Decks in this class (25)
TOPIC 1 - Introducing the financial services industry
What is the difference between a ...,
Which one of the following would ...,
In order to be acceptable as a me...
16
cards
TOPIC 2 - Economic policy and financial regulation
What are the key macroeconomic ob...,
What is the purpose of macroecono...,
What is consumer price index
22
cards
TOPIC 4 - UK taxation II
By when must capital gains tax no...,
Which of the following would not ...,
Ashok made a potentially exempt t...
20
cards
TOPIC 5 - State benefits and HMRC tax credits
Lilian is 75 and in poor health h...,
Les is receiving working tax cred...,
Kyle has just started work at the...
20
cards
TOPIC 6 - Direct investments: cash and fixed interest securities
Amanda has a permanent income bea...,
Income from an offshore deposit a...,
Sally has a national savings and ...
22
cards
TOPIC 7 - Other direct investments
The ftse 350 index includes compa...,
A preference share a ranks ahead ...,
Certificates of deposit a allow p...
20
cards
TOPIC 8 - Collective investments
Which of the following is false i...,
What percentage of a unit trust s...,
Alan has an investment that guara...
20
cards
TOPIC 9 - Tax wrappers
With an enterprise investment sch...,
Which of the following is untrue ...,
Jamal is contributing to a help t...
19
cards
TOPIC 10 - Pension products
Which method of providing a perso...,
Which of the following is true re...,
The direct pay arrangement is whe...
20
cards
TOPIC 11 - Life assurance
What is the normal maximum age fo...,
Jim has a with profits whole of l...,
Jason has a flexible whole of lif...
20
cards
TOPIC 12 - Health and general insurance
Sean has been claiming on his inc...,
Which of the following statements...,
Which of the following would be l...
20
cards
TOPIC 13 - Secured and unsecured lending
Which of the following is incorre...,
What type of mortgage product int...,
Which of the following is true in...
20
cards
TOPIC 14 - Understanding and satisfying customer needs
Short term accessible savings acc...,
For which product must a firm kee...,
When advising a self employed cus...
20
cards
TOPIC 15 - The main advice areas
Which of the following is not a u...,
An investment product s tax treat...,
Which of the following statements...
20
cards
TOPIC 16 - Key legal concepts
On receipt of a policy claim an i...,
Which of the following is a reaso...,
Graham is a 2 shareholder in a sm...
20
cards
TOPIC 17 - The FCA's aims and activities
The financial conduct authority s...,
A person knowingly gives out fals...,
Which part s of the financial con...
20
cards
TOPIC 18 - Regulating firms and individuals
The senior managers regime includ...,
Which of the following is not an ...,
Jeremy s firm is assessing his fi...
20
cards
TOPIC 19 - Prudential supervision
The eu directive solvency ii aims...,
Under basel iii regulatory capita...,
The basel committee acts under th...
19
cards
TOPIC 20 - Conduct of business requirements I
Harminder is an investment advise...,
A division of a major bank needs ...,
Which of the following is true in...
20
cards
TOPIC 21 - Conduct of business requirements II
The lender has just discovered th...,
Which of the following is true re...,
When assessing affordability mcob...
20
cards
TOPIC 22 - Consumer credit
Gyorgy has had an application for...,
Which of the following is one of ...,
The 2006 consumer credit act intr...
20
cards
TOPIC 23 - Anti money laundering
The primary money laundering offe...,
Charlotte is suspicious that a ba...,
Eu member states must keep a cent...
20
cards
TOPIC 24 & 25 Other regulation & consumer rights, Complaints and Compensation
Which of the following is defined...,
The eu consolidated life directiv...,
With regard to oversight which of...
40
cards
TOPIC 3 - UK Taxation 1 COPY
Juan comes from a long line of ar...,
For how many days in a tax year m...,
Paula is a higher rate taxpayer w...
20
cards
Mock Exam COPY
In respect of mortgage advice whi...,
The financial conduct authority s...,
Under the certification regime in...
33
cards
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CeMap 1
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