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CeMAP Unit 2

This class was created by Brainscape user JOSHUA SAVIDENT. Visit their profile to learn more about the creator.

By: JOSHUA SAVIDENT
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Decks in this class (10)

Topic 17 The FCA's Aims & Activities
The aim of most modern government...,
What are all the below ensuring t...,
What are all the below ensuring i...
81  cards
Topic 17 FCA's Aims & Activities Part 2
Why was the consumer duty princip...,
When did consumer duty become eff...,
When did consumer duty become eff...
21  cards
Topic 18 Regulating Firms & Individuals
If a person or corporate body bre...,
A person does not have to be auth...,
All the below are examples of wha...
90  cards
Topic 19 Prudential Supervision
What is prudential regulation,
What are the levels of prudential...,
A problem in one economy could ca...
59  cards
Topic 20 Conduct of Business Requirements 1
Which sourcebook covers conduct r...,
Which sourcebook covers rules for...,
Which sourcebook covers rules rel...
91  cards
Topic 21 Conduct Of Business Requirements Part 2
The fca s rules on mortgage advic...,
The implication of the eu mortgag...,
What is the below in relation to ...
80  cards
Topic 21 Conduct Of Business Standards 2 Part 2
What activities are covered by th...,
What are all the below in relatio...,
What key requirement of the stand...
26  cards
Topic 22 Consumer Credit
Which act covers the regulation o...,
In april 2014 what happened to th...,
Where are the rules regarding the...
48  cards
Topic 23 Anti-Money Laundering
What is money laundering,
Opening an account with a small i...,
The below are what proceeds of cr...
56  cards
Topic 24 Other Regulation Affecting The Advice Process
Which organisation is responsible...,
What is the main eu legislation f...,
The primary uk legislation for da...
3  cards

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CeMAP Unit 2

  • Class purpose General learning

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