Chapter 1. Financial Markets & Institutions

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Decks in this class (30)

Financial Services Industry
What are the 4 main functions of ...,
What is financial intermediation,
What s pooling and managing risk
9  cards
The Main Financial Institutions
List the main financial institutions,
What is the role and impact of th...,
Explain the role and impact of de...
4  cards
Role Of The Government
Explain briefly the 4 main functi...,
What are the main regulatory bodi...
2  cards
Types Of Investments
What is a real asset,
What is a financial asset,
What are the two different types ...
14  cards
The Functions Of Securities Markets
Money markets vs capital markets,
What are the 4 main functions of ...,
One of the main functions of secu...
12  cards
Price Transparency And Liquidity
What are the two types of price d...,
Define price dissemination,
Explain pre trade transparency
11  cards
Transaction Costs
List the different transaction costs,
Explain bid ask spread in terms o...,
Explain price impact of a trade i...
14  cards
The UK Equity Market
Mifid allows for three types or o...,
Mifid ii introduces another tradi...,
What is the main regulated market...
18  cards
The UK Gilt And Corporate Bond Market
Briefly explain gilts,
Who issues gilts,
Who are the main holders of gilts
7  cards
Dual Listing
What is a dual listed company dlc,
Explain the concept of equalisati...,
What s the main advantage of a du...
3  cards
Exchange Trading, OTCs And Alternative Trading Venues
Explain the concept of exchange t...,
What are some common centralised ...,
What are some common decentralise...
12  cards
Quote Driven And Order Driven Markets
Explain the concept of order driv...,
What are the two main types of or...,
Explain what a market order is in...
6  cards
High Frequency Trading
Explain the concept of algorithmi...,
Give me some examples on who uses...,
What are some of the rules and re...
6  cards
The UK Listing Authority
Define public companies,
In the uk who is the listing auth...,
Briefly explain what a premium li...
4  cards
Listing Rules And Prospectus Requirements
What are the 5 most important con...,
What are some of the differences ...,
What is the main listing rule
11  cards
Excemptions From Listing Particulars
What does it mean to be a qualifi...,
Retail clients who elected to bec...,
Listing authority must approve li...
3  cards
Disclosure Of Directors’ Interests In Shares
What does a pdmr stand for,
Explain the disclosure required u...
2  cards
Disclosure Of Major Interests In Shares
Explain the disclosures required ...,
What is concert parties with rega...,
What does the companies acts stat...
5  cards
UK Corporate Governance Regulations
What is corporate governance,
What is the financial reporting c...,
The uk corporate governance code ...
3  cards
Shareholder Rights Directive
What is the shareholder rights di...,
With regards to occupational pens...,
What are the climate change gover...
3  cards
Board Diversity
What s the importance of having d...
1  cards
Remuneration Reporting Regulations
Regulations on remuneration were ...
1  cards
UK Stewardship Code
Define stewardship with regards t...
1  cards
Information Dissemination And Disclosure By Listed Companies
What does it mean for a company t...,
What are the three continuing obl...
2  cards
General Meetings
Define agm and its basic concepts,
What are the basic concepts rules...,
What are some of the items that c...
10  cards
Internationl Securities Markets
What is a specific concern with o...,
How do retail investors and insti...,
Explain retail investors vs insti...
7  cards
Eurobond Markets
Define eurobonds,
Explain some concepts of eurobonds,
Who are the main holders of eurob...
4  cards
Settlement In Overseas Securities Markets
What are the names of the two sys...,
What are some of the settlement s...,
What are the icma rules for settl...
3  cards
The Principal - Agent Problem
Briefly explain the principle age...,
What are some solutions to the pr...,
What are agency costs with regard...
4  cards
Chapter 1 Key Facts
What are the four main functions ...,
What are the three main types of ...,
What are the four important econo...
31  cards

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Chapter 1. Financial Markets & Institutions

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