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Chapter 5. Client Advice

This class was created by Brainscape user Vemula Shravya. Visit their profile to learn more about the creator.

By: Vemula Shravya
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Decks in this class (15)

Types Of Investors
What are the two main categorisat...,
Briefly explain what institutiona...,
What are the different types of i...
8  cards
Retail Clients: Obligations Of A Firm Towards Its Retail Clients
What are the two main obligations...,
A key change was introduced in ju...,
What are some additional consumer...
13  cards
The Financial Planning Process
The financial planning process fo...
1  cards
Investors’ Needs
There are three main factors that...,
How does return requirement impac...,
How does risk tolerance impact in...
10  cards
Establishing And Quantifying A Client’s Objectives
A crucial step in the investment ...,
Define what lump sum is with rega...,
Affordability and prioritising ob...
3  cards
Client’s Current Circumstances - The Fact-Find
Define fact find 1,
What are the two types of facts c...,
Define hard facts 3
5  cards
Letters Of Authority
Define what letters of authority ...
1  cards
Factors Affecting A Client’s Circumstances
What are the different factors th...
1  cards
Different Types Of Investment Risk For Clients
What are the four main types of i...,
What is capital risk 2,
What is inflation risk 3
6  cards
Diversification To Suit The Client’s Objectives
Define diversification 1,
How does diversification across d...
2  cards
Factors Affecting A Client’s Risk Profile
A client s risk profile is made u...,
What are the key factors that aff...,
For each of the key factors that ...
10  cards
Determining A Client’s Risk Profile
What are the key methods to deter...,
For each of the key methods for d...,
For each of the key methods for d...
7  cards
Asset Allocation
Define asset allocation and it s ...,
What are the benefits of diversif...,
Explain the concept of the 60 40 ...
4  cards
Fund Selection Process
What is the fund selection advise...,
Define fund charges 2,
What are the two main types of fu...
15  cards
Benchmarks And Reviews
Identify the importance of review...,
What are the purposes of conducti...,
Benchmarks and performance measur...
4  cards

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Chapter 5. Client Advice

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