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R T
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Decks in this class (12)
1. Purpose & Structure Of The UK FS Industry
What s the key function of banks ...,
Who are the national savings and ...,
What is meant by a capital market
13
cards
2. Main Areas of Financial Advice: The Present
Critical illness,
Structured loans,
Unstructured loans
4
cards
3. Areas of Financial Advice: The Future
Define benefit scheme,
Defined contribution scheme,
What are the 2 types of ltci
18
cards
4. Main Financial Asset Classes & Their Characteristics
Who authorises a uk based deposit...,
What are fixed interest investements,
What is a gilt
5
cards
5. Legal Concepts Relevant to Financial Advice
What is the difference between lt...,
What tax do companies pay,
For a contract to be binding ther...
9
cards
6. Taxation of Individuals
What is meant by domicile,
A personal allowance is only avai...,
What are capital gains
9
cards
7. National Insurance Contributions & State Benefits
National insurance contributions nic,
Nic classes
2
cards
8. Process of Providing Financial Advice
What is the money and pensions se...,
What are the 5 key needs that a c...,
Client needs must be
5
cards
9. Financial Services Regulators
Under the financial services act ...,
What is the prudential regulation...,
What is the pra responsible for
9
cards
10. The Application of FCA Rules
What is stated under section 19 o...,
What are the 2 types of advisers,
What is the new fca principle
9
cards
11. FCA Conduct of Business Rules (COBS)
What is the purpose of the conduc...,
What are the 3 types of clients t...,
Example of real time promotion
15
cards
12. Other Regulatory and Legislative Requirements
0
cards
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ciii - cf1
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