cisi introduction to securities and investments 2023

This class was created by Brainscape user Jack Eden. Visit their profile to learn more about the creator.

Decks in this class (12)

Chapter 1 - Introduction: The Financial Services Sector
What does the financial services ...,
What are the top 5 global financi...,
What are the 2 areas within the f...
53  cards
Chapter 2 - The Economic Environment
What is a state controlled economy,
What is a market economy,
What is a mixed economy
59  cards
Chapter 3 - Equities
What two documents are required f...,
What is the difference between a ...,
How often do public companies nee...
79  cards
Chapter 4 - Bonds
What is a bond,
Who issues bonds,
Who issues corporate bonds
64  cards
Chapter 5 - Other Markets and Investments
What are instant access accounts,
What are fixed term accounts cash...,
What is the general interest rate...
40  cards
Chapter 6 - Derivatives
What is a commodity,
What four major forms do derivati...,
What is a derivative
58  cards
Chapter 7 - Investment Funds
What is the asset management sect...,
What is the role of the ia invest...,
Before making any investments wha...
58  cards
Chapter 8 - Financial Services, Regulation and Professional Integrity
What are the main purposes and ai...,
What is the fsma and when did it ...,
What are the 3 key parties involv...
53  cards
Chapter 9 - Taxation, Investment Wrappers and Trusts
What are the main taxes that affe...,
What are the three types of domic...,
If a uk resisdent whose permanent...
47  cards
Chapter 10 - Other Financial Products
What are the 3 ways that individu...,
What is an overdraft,
What is an authorised overdraft
48  cards
Chapter 11 - Financial Advice
0  cards
Exam Questions
A client is looking for an instru...,
Which of the following is a manda...,
What does the seller of an option...
19  cards

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cisi introduction to securities and investments 2023

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