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Sophie Vickers
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Decks in this class (10)
Chapter 1 - Technology in investment management
111 what is the role of the follo...,
121 know elements of secondary ma...,
Exchanged traded derivatives 3
10
cards
Chapter 2 - Regulatory Framework
221 know function of uk european ...,
How do uk firms monitor firm s co...,
Level 1 and level 2 legislation 3
59
cards
Chapter 3 - Tech and the functional flow of financial instruments
11 understanding function 1,
What is an investment exchange 2,
What is an otf 3
47
cards
Chapter 4 - Role of tech in trade capture
411 understand the investment dec...,
Why might a buy side make a serie...,
What is the information the buy s...
32
cards
Chapter 5 - The role of technology in pre-settlement phase
511 understand the technology ali...,
What reference data needs to be m...,
What are the problems with gather...
50
cards
Chapter 6 - The Role of Tech in settlement and post-settlement phases
611 understand the technology req...,
For the contents of a settlement ...,
How are settlement instructions t...
20
cards
Chapter 7 - The impact of technology on financial control
711 know the role of the financia...,
721 understand the relationship b...,
Trade capture systems 3
24
cards
Chapter 8 - Technology Management
811 know the typical roles within...,
Head of production support 2,
Head of development and implemena...
42
cards
Chapter 9 - Managing Business Change
Understand the key stages of soft...,
What does sdlc recognise 2,
In the uk standardised version kn...
51
cards
Chapter 10 - Technology Service Procurement
1011 understand buy vs build deci...,
Open source software what it is 2,
What is definition of outsourcing 3
21
cards
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CISI - Tech
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