This class was created by Brainscape user Isaac Kerry. Visit their profile to learn more about the creator.
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Isaac Kerry
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Decks in this class (8)
Account Basics
What 4 basic pieces of informatio...,
If a firm requires it what separa...,
How often must a customer be sent...
61
cards
Margin Rules
Debit balance,
Regulation u,
How much are banks allowed to len...
29
cards
Long Margin Rules
How to find market value of stock...,
What is the definition of a restr...,
What happens when an account is r...
9
cards
Short Margin Accounts
How is equity computed for a shor...,
How is sma computed for a short m...,
For every 1 mv decrease how much ...
6
cards
Margin on Options
Initial margin to sell naked options,
Minimum margin to sell naked options,
Initial margin on long options
11
cards
Taxation of Municipal Bonds
Formula for equivalent taxable yield,
Formula for equivalent tax free y...,
Is it option to accrete or amorti...
7
cards
Tax Advantaged Investments
Are partnerships taxable,
What different liabilities do gen...,
4 corporate characteristics looke...
3
cards
FINRA Rules
What does the crd stand for,
When are rrs required to have tra...,
What is a u 5 form
16
cards
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Customer Accounts
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