This class was created by Brainscape user Christie Cheng. Visit their profile to learn more about the creator.
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Christie Cheng
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Decks in this class (6)
FCA Regulatory
What is the role of financial ser...,
What is the difference between di...,
What is the role of european secu...
28
cards
Takeovers
What is the purpose of the takeov...,
What are the six general principl...,
What is the function of the panel...
42
cards
FCA Conduct of Business Sourcebook
When are the cobs rules applicabl...,
What are the inducement rules 2,
What are the rules regarding reli...
25
cards
Corporate Governance
Who is required to comply with th...,
Define good governance 2,
Who is responsible for publishing...
10
cards
Companies Act
What are pre emption rights 1,
What is a scheme of arrangement 2,
What is a squeeze out 3
37
cards
Prospectus
When is a prospectus required 1,
What are the exemptions for a pro...,
When is a prospectus required for...
34
cards
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FCA
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