This class was created by Brainscape user Paul Tierney. Visit their profile to learn more about the creator.

Flashcard maker: Paul Tierney

Decks in this class (21)

01 Equity Securities
The creator of this deck did not yet add a description for what is included in this deck.
0  cards
Random
The creator of this deck did not yet add a description for what is included in this deck.
3  cards
02 Debt Securities
The creator of this deck did not yet add a description for what is included in this deck.
0  cards
03.1 Municipal Securities
Municipal Securities
70  cards
03.2 Municipal Securities
The creator of this deck did not yet add a description for what is included in this deck.
60  cards
03.3 Municipal Securities
The creator of this deck did not yet add a description for what is included in this deck.
45  cards
04.1 Options
The creator of this deck did not yet add a description for what is included in this deck.
90  cards
04.2 Options
The creator of this deck did not yet add a description for what is included in this deck.
83  cards
05 Investment Companies
The creator of this deck did not yet add a description for what is included in this deck.
67  cards
06 Direct Participation Programs
The creator of this deck did not yet add a description for what is included in this deck.
52  cards
07 Annuities and Insurance
The creator of this deck did not yet add a description for what is included in this deck.
60  cards
08 Rules and Regulations
The creator of this deck did not yet add a description for what is included in this deck.
80  cards
09 Taxation and Retirement Plans
The creator of this deck did not yet add a description for what is included in this deck.
54  cards
10 Client Profiles and Investment Risk
The creator of this deck did not yet add a description for what is included in this deck.
32  cards
11 Customers and Brokerage Procedures
The creator of this deck did not yet add a description for what is included in this deck.
126  cards
12 Suitability of Customer Recommendations
The creator of this deck did not yet add a description for what is included in this deck.
47  cards
14 Economic Factors
The creator of this deck did not yet add a description for what is included in this deck.
38  cards
15 Issuing Securities
The creator of this deck did not yet add a description for what is included in this deck.
75  cards
16 Trading Securities
The creator of this deck did not yet add a description for what is included in this deck.
116  cards
17 Margin Accounts
The creator of this deck did not yet add a description for what is included in this deck.
55  cards
Glossary
The creator of this deck did not yet add a description for what is included in this deck.
204  cards

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Pass the 7

  • Class purpose General learning

The creator of this class did not yet add a description for what is included in this class.

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