This class was created by Brainscape user Ellie Atkinson. Visit their profile to learn more about the creator.

Decks in this class (10)

The UK Financial Services Industry: An Overview
What do banks do with the money t...,
What is the main purpose of a gilt,
Apart from physical assets what e...
25  cards
Serving The Retail Customer
What is the client information yo...,
When making recommendations what ...,
What should all communication be
124  cards
Principles And Rules Set Out In The Regulatory Framework
What is general prohibition,
To whom can you appeal if authori...,
Who is exempt from authorisation
34  cards
Laws And Legal Concepts Relevant To Financial Advice
What is a sole trader,
What tax is payable by a sole trader,
What is a partnership
30  cards
The Regulation Of Financial Services
What was the main objective of th...,
Which regulatory bodies were crea...,
What changes did the financial se...
20  cards
The UK Financial Regulators
Which regulator is responsible fo...,
Who governs the pra,
What is the primaryobjective of t...
86  cards
The Regualtory Advice Framwork
How did rdr affect advice,
What does the national occupation...,
What did the thoressen review of ...
51  cards
Client Advising Skills
What personal details should a fa...,
What financial info should a fact...,
What planning and objectives info...
12  cards
The FCAs Use Of Principles And Outcomes-based Regulation
What does hls prin1 set out,
What does hls prin2 state,
What does hls prin3 state
25  cards
Ethics And Professional Standards
What are the business benefits of...,
What are some of the ethical issu...,
What is the key driver of ethical...
9  cards

More about
r01

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study Ellie Atkinson's R01 flashcards now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

R01 CS
  • 15 decks
  • 219 flashcards
  • 3 learners
Decks: Protection Insurance, Types Of Client Business, Regulatory Advice Process, And more!
R01 - SH
  • 17 decks
  • 261 flashcards
  • 10 learners
Decks: Chapter 1 Qs, Chapter 1 Notes, Chapter 2 Qs, And more!
R01
  • 11 decks
  • 266 flashcards
  • 3 learners
Decks: Chapter 1, Chapter 2, Chapter 3, And more!
R01
  • 7 decks
  • 157 flashcards
  • 1 learners
Decks: R01 1st Deck, R01 Legal Persons, R01 The Fca Handbook 1, And more!
Make Flashcards