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Sophia Marchand
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Decks in this class (19)
Financial Services Industry
Central banks have control over w...,
Which of the following would best...,
Which one of the following instit...
9
cards
Asset Classes Equities
A participating preference share,
What 2 statements are true of cum...,
An investor has an investment of ...
15
cards
Asset Classes - Debt types & features
What is a method of raising mezza...,
Index linked gilts,
When creating an asset backed sec...
72
cards
Asset Classes - Debt Valuation
In a normal market which one of t...,
An investor has 10 000 nominal of...,
Flat yield formula
25
cards
Asset Classes - Other Asset Classes
Which of the following is the bes...,
Which of the following is correct...,
Real estate investment trusts rei...
70
cards
Asset Classes - Collective Investment Schemes
The net asset value of an investm...,
Which one of the following is not...,
With regard to an open ended inve...
24
cards
Primary Markets
Which of the following is a prima...,
Which of the following would not ...,
A firm involved in a base deal wi...
81
cards
Secondary Markets
For which of the following reason...,
Which of the following is respons...,
The role of market maker in the u...
88
cards
Corporate Actions
Which one of the following statem...,
A company announces a rights issu...,
What is a purpose of the rules co...
31
cards
Clearing and Settlement
Between which parties is a sub cu...,
Which one of the following is the...,
All of the following are true of ...
45
cards
Accounting Analysis
Which of the below would not be o...,
Which of the following is the key...,
Which of the following is not par...
50
cards
Financial Statement Analysis
Which of the following is true re...,
Analysts assess the prospects of ...,
An uncovered dividend is one paid...
32
cards
Risk and Reward
Which of the following institutio...,
An investor wants to hedge a shor...,
Which of the following is true ab...
55
cards
mock 1
Where the lender of stock wishes ...,
A corporate bond is often quoted ...,
A credit rating is normally appli...
92
cards
mock 2
A prime broker has created exposu...,
The conversion ratio in relation ...,
A bond s dirty price is the same ...
93
cards
mock 3
Which of the following financial ...,
Which of the following is always ...,
For a convertible bond holder who...
91
cards
Mock 4
Insolvency legislation defines a ...,
What services will a prime broker...,
The price of a company s bond inc...
89
cards
Mock 5
Once the terms have been agreed b...,
A company has enlisted the help o...,
The purpose of stabilisation is
91
cards
Final Study Questions
Dealers on stock exchanges act as,
A company announces an increase i...,
Who decides whether a company s s...
95
cards
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Securities
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