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COCO WANG
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Decks in this class (16)
Ch 1 - Common Stock
Equity 1,
Security 2,
Negotiable vs redeemable 3
74
cards
Formula
Rights value ex rights formula us...,
Rights value cum rights formula u...,
Dividend payout ratio 3
19
cards
Ch 2 - Preferred Stock
Preferred stock characteristics 1,
Preferred stock settlement 2,
Preferred stock dividends 3
34
cards
Ch 3 - BOND
Par value 1,
Interest rate coupon 2,
Interest payments 3
59
cards
Ch 4 - Corporate Debt
Pros cons of raising capital thro...,
Pros cons of raising capital thro...,
Liquidation priority 3
37
cards
Ch 5 - Municipal debt
Municipal bonds 1,
Corporate bond interest 2,
Municipal securities rulemaking b...
86
cards
Ch 6 - US government debt
Us government 1,
Us department of treasury 2,
Us government debt denominations 3
40
cards
Ch 7 - Investment companies
Investment companies 1,
Investment company classifications 2,
Types of management compa 3
80
cards
Ch 8 - Alternative pooled investments
Real estate investment trusts rei...,
Equity reits 2,
Mortgage reits 3
42
cards
Ch 9 - Options
Options exp 1,
Cboe chicago board options exchan...,
Weekly options 3
97
cards
Ch 10 - Taxes
Cash dividend 1,
Qualified dividends 2,
Qualified dividend tax rates 3
46
cards
Ch 11 - The primary market
Issuers 1,
Underwriters 2,
Securities exchange commission sec 3
60
cards
Ch 12 - Roles, Transactions, Spreads
Traders 1,
Broker dealers 2,
Market makers 3
78
cards
Ch 13 - Opening Accounts
Four critical pieces of informati...,
Customer occupation 2,
Suitability questions 3
90
cards
Ch 14 - Generalities
Tax deferred growth 1,
Retirement account contributions 2,
Retirement account suitability 3
64
cards
Ch 15 - Regulators
Securities and exchange commissio...,
Financial industry regulatory aut...,
Statutory disqualifications 2
63
cards
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Ser 7
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