This class was created by Brainscape user Robert Woerner. Visit their profile to learn more about the creator.

Flashcard maker: Robert Woerner

Decks in this class (12)

Chapter 1 - Brokerage office procedures
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19  cards
The Numbers
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6  cards
Chapter 2 - Recordkeeping, financial requirements, and reporting
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35  cards
Chapter 3 - Issuing Corporate Securities
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30  cards
Chapter 4 - Trading Securities
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62  cards
Chapter 5 - Recommendations to Customers
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21  cards
Chapter 6 - General Supervision
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12  cards
Chapter 7 - Customer Accounts
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20  cards
Chapter 8 - Margin Accounts
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21  cards
Chapter 9 - Investment Companies and Other Products
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28  cards
Chapter 10 - Annuities and Retirement Plans
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10  cards
Chapter 11 - securities industry rules and regulations
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29  cards

More about
Series 24

  • Full test name Unspecified
  • Test acronym Unspecified

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