This class was created by Brainscape user luther Martin. Visit their profile to learn more about the creator.
By:
luther Martin
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Decks in this class (5)
Supervision
Principal desingnation,
Supervisory system,
Series 26 limited principal
53
cards
Hiring And Qualification
Broker,
Person,
Dealer
33
cards
Training Of Representatives
Underwriter,
Describe an issuer,
The securities act of 1933
55
cards
Sales Practices
Statement of additional information,
Describe preliminary prospectus r...,
Omitting prospectus sec rule 482
64
cards
Business Processing And Recordkeeping Rules
Usa patriot act of 2001,
New account form,
Customer identification program
95
cards
More about
Series 26
- Class purpose General learning
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