This class was created by Brainscape user Sergey Konovalenko. Visit their profile to learn more about the creator.
- decks
- flashcards
- learners
Decks in this class (24)
Unit 1: Regulation of Investment Advisers, Including State-Registered and Federal Covered Advisers
No deck description has yet been added by the author.
18
cards
Unit 2: Regulation of Investment Adviser Representatives
No deck description has yet been added by the author.
8
cards
UNIT 3: Regulation of Broker-Dealers and their Agents
No deck description has yet been added by the author.
3
cards
UNIT 4: Regulation of Securities and Issuers
No deck description has yet been added by the author.
0
cards
UNIT 5: Remedies and Administrative Provisions
No deck description has yet been added by the author.
0
cards
UNIT 6: Communication With Clients and Prospects
No deck description has yet been added by the author.
0
cards
UNIT 7: Ethical Practices and Fiduciary Obligations
No deck description has yet been added by the author.
0
cards
UNIT 8: Basic Economic Concepts
No deck description has yet been added by the author.
0
cards
UNIT 9: Financial Reporting
No deck description has yet been added by the author.
0
cards
UNIT 10: Analytical Methods
No deck description has yet been added by the author.
0
cards
UNIT 11: Types of Investment Risk
No deck description has yet been added by the author.
0
cards
UNIT 12: Types and Characteristics of Equity Securities Including Methods Used to Determine Their Value
No deck description has yet been added by the author.
0
cards
UNIT 13: Types and Characteristics of Fixed Income (Debt) Securities and Methods Used to Determine Their Value
No deck description has yet been added by the author.
0
cards
UNIT 14: Types and Characteristics of Pooled Investments
No deck description has yet been added by the author.
0
cards
UNIT 15: Insurance-Based Products
No deck description has yet been added by the author.
0
cards
UNIT 16: Types and Characteristics of Derivative Securities
No deck description has yet been added by the author.
0
cards
UNIT 17: Alternative Investments and Other Assets
No deck description has yet been added by the author.
0
cards
UNIT 18: Type of Client
No deck description has yet been added by the author.
0
cards
UNIT 19: Client Profile
No deck description has yet been added by the author.
0
cards
UNIT 20: Portfolio Management Styles, Strategies, and Techniques
No deck description has yet been added by the author.
0
cards
UNIT 21: Tax Considerations
No deck description has yet been added by the author.
0
cards
UNIT 22: Trading Securities
No deck description has yet been added by the author.
0
cards
UNIT 23: Performance Measures
No deck description has yet been added by the author.
0
cards
UNIT 24: Retirement Plans Including ERISA Issues and Educational Funding Programs
No deck description has yet been added by the author.
0
cards
More about
series 65 (my own)
- Class purpose General learning
Learn faster with Brainscape on your web, iPhone, or Android device. Study Sergey Konovalenko's Series 65 (My Own) flashcards for their Columbia University in the City of New York class now!
How studying works.
Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.
Add your own flashcards.
Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!
What's Brainscape anyway?
Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.
We use an adaptive study algorithm that is proven to help you learn faster and remember longer....
Looking for something else?
Series 65
- 6 decks
- 895 flashcards
- 1,790 learners
Decks:
1 Usa Broker Dealers Agents, 2 Investment Advisers Ethics, 3 Equity Fixed Income, And more!
Series 65
- 7 decks
- 392 flashcards
- 3 learners
Decks:
Chapter 1 Equity Securities, Chapter 2 Corporate And Municipal Debt S, Chapter 3 Government And Government Agen, And more!
Series 65
- 5 decks
- 1003 flashcards
- 1 learners
Decks:
Economic Factors Ratios Risk, Investment Vehicles Securities, Clients Strategies, And more!
