This class was created by Brainscape user Leo O'Connor. Visit their profile to learn more about the creator.

Flashcard maker: Leo O'Connor

Decks in this class (12)

Laws, Regulations and Guidelines Overview
The creator of this deck did not yet add a description for what is included in this deck.
34  cards
State Registration of Securities
The creator of this deck did not yet add a description for what is included in this deck.
126  cards
State Regulation Governing Broker-Dealers and Agents
The creator of this deck did not yet add a description for what is included in this deck.
74  cards
State Regulations Governing Investment Advisers and IA Representatives
The creator of this deck did not yet add a description for what is included in this deck.
134  cards
Federal Regulations Governing Investment Advisers
The creator of this deck did not yet add a description for what is included in this deck.
98  cards
Investment Advisory Practices
The creator of this deck did not yet add a description for what is included in this deck.
32  cards
Prohibited and Ethical Business Practices Under the USA
The creator of this deck did not yet add a description for what is included in this deck.
101  cards
Administration of the USA
The creator of this deck did not yet add a description for what is included in this deck.
84  cards
Federal Securities Acts
The creator of this deck did not yet add a description for what is included in this deck.
73  cards
Investment Advisory Clients
The creator of this deck did not yet add a description for what is included in this deck.
181  cards
Investment Vehicles
The creator of this deck did not yet add a description for what is included in this deck.
190  cards
Portfolio Management and Investment Risk
The creator of this deck did not yet add a description for what is included in this deck.
237  cards

More about
Series 66

  • Class purpose General learning

The creator of this class did not yet add a description for what is included in this class.

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer.

Looking for something else?

SIE Exam
  • 14 decks
  • 1,499 flashcards
  • 10,162 learners
Decks: Equity Securities, Debt Securities, Types Of Bonds, And more!
Series 66 Kap
  • 2 decks
  • 198 flashcards
  • 1 learners
Decks: 66 Kap, From The Book 66 Part 1 Unit 4, And more!
Series 66
  • 3 decks
  • 175 flashcards
  • 2 learners
Decks: Dates, Abbreviations, Calculations, And more!
66: 3. Investment Vehicles
  • 4 decks
  • 158 flashcards
  • 200 learners
Decks: Derivatives, Alternative Investments, Insurance Based Products, And more!
Make Flashcards