Series 66 Self Study

This class was created by Brainscape user Griffin Horne. Visit their profile to learn more about the creator.

Flashcard maker: Griffin Horne

Decks in this class (22)

Chapter 1- Federal Securities Regulations-5 Questions
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77  cards
Chapter 2 Sections 1-6- state Regulation under The uniform securities Act- 23 questions
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54  cards
Chapter 2 Continued
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43  cards
Chapter 3 17 Qs Federal And State Regulation Of Investment Advisers And Their Reps
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64  cards
Chapter 3 Part 2
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32  cards
Chapter 4 (3Qs)- Type And Characteristic Of Equity Securities
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18  cards
Chapter 5- 5Qs Types And Characteristics Of Fixed Income
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26  cards
Chapter 6- 1Q Types And Characteristic Of Cash And Cash Equivalants
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5  cards
Chapter 7- 5Qs Pooled Investments
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15  cards
Chapter 8 3Qs insurance based products
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16  cards
Chapter 9 (1 Q) Types and Characteristics of Derivative Securities
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7  cards
Chapter 10 (1Q)- Alternative Investments
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5  cards
Chapter 11 (1Q) Basic Economics
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15  cards
Chapter 12- (3Qs) Methods of Quantitative Analysis
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15  cards
Chapter 17- (2Qs) Tax Considerations
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33  cards
Chapter 18- (2Qs) Trading Securities
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15  cards
Chapter 19- (3Qs) Performance Measures
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18  cards
Chapter 20- (5Qs) Retirement Plans And Educational Funding
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33  cards
Chapter 13- (1Q) Types of Investment Risk
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17  cards
Chapter 14- (5Q) Type of Client
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18  cards
Chapter 15- (6Qs) Client Profile
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10  cards
Chapter 16- (7Qs) Portfolio Management Styles, Strategies and Techniques
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18  cards

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Series 66 Self Study

  • Class purpose General learning

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