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SIE

This class was created by Brainscape user Yusuf Atak. Visit their profile to learn more about the creator.

By: Yusuf Atak
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Decks in this class (12)

Equity Securities
The securities industry is fundam...,
Raising money 2,
Selling partial ownership in the ...
6  cards
Important Definitions in the Securities Industry
Before a security can be traded i...,
In order to sell securities to th...,
The investment bank purchases sec...
17  cards
Common Stock
An equity investor can make money...,
Common stock offers investors a _...,
When a corporation is organized t...
5  cards
Treasury Shares
Treasury stock 1,
Corporations buy back shares from...,
Shares outstanding 3
4  cards
Right to Vote on Relevant Matters
Proxy 1,
Statutory voting 2,
Cumulative voting 3
6  cards
Transfer of Common Stock
Securities may be held in one of ...,
Physical certificate 2,
Street name registration 3
10  cards
Penny Stocks
Customers must be given a copy of...,
The risk disclosure document was ...,
Broker dealer disclosures 3
5  cards
Trading Preferred Stock
Preferred stocks trade in the 1,
Price fluctuations are caused by ...
2  cards
Classes of Preferred Stock
4 types of preferred stock 1,
Cumulative preferred stock 2,
Non cumulative preferred stock 3
11  cards
Warrants
A warrant 1,
The cost to purchase a warrant on...,
By purchasing a warrant the owner...
5  cards
Rights
Sometimes companies decide to rai...,
The rights sold in a rights offer...,
Typically during a rights offerin...
3  cards
American Depository Receipts (ADRs)
American depository receipts adrs 1,
Adrs are traded on 2,
Adrs allow investors to avoid man...
9  cards

More about
SIE

  • Class purpose General learning

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