Brainscape's Knowledge GenomeTM


Top Flashcards (Certified)
All Flashcards

The Regulation and Ethics of the South African Financial Markets

This class was created by Brainscape user Ané Venter. Visit their profile to learn more about the creator.

By: Ané Venter
Start Studying

Decks in this class (9)

Chapter 1: Regulation and the role of various regulators
In south africa economic policy i...,
A regulator should do a cost bene...,
Regulation may have adverse conse...
35  cards
Chapter 2: The Financial Markets Act, 2013
What are the objects of the finan...,
Jan ndlovu has an electronic syst...,
What is the function of a central...
63  cards
Chapter 3: Credit Rating Services Act
Define a credit rating 1,
Describe the requirements for dir...,
List three duties of a credit rat...
9  cards
Chapter 4: Enforcement
What may the registrar do when re...,
Name the institutions that are su...,
An inspector entered the offices ...
11  cards
Chapter 5: Financial advisors and other intermediaries
A financial services provider fsp...,
An fsp wishes to advise clients o...,
An fsp wishes to advise clients o...
19  cards
Chapter 6: Conflicts of interest
John dlamini is an investment man...,
What rules with regard to soft co...,
What is the position in south afr...
10  cards
Chapter 7: Corporate governance and King III
Define corporate governance 1,
Name and describe the four fundam...,
Name the three principles underly...
4  cards
Chapter 8: Ethics as contained in the code of conduct if SAIFM
Mary is a trader she becomes awar...,
Peter is a stockbroker who manage...,
Describe the requirements for pro...
4  cards
Vrae
Regulatory measures intended to p...,
The twin peaks approach to regula...,
The objects of the financial mark...
18  cards

More about
The Regulation and Ethics of the South African Financial Markets

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study Ané Venter's The Regulation and Ethics of the South African Financial Markets flashcards now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Learn more about spaced repetition

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

CII R01 - Financial Services, Regulat...
  • 23 decks
  • 428 flashcards
  • 67 learners
Decks: Pt 2 Serving The Retail Consumer Budgeti, Pt 2 Serving The Retail Consumer Mortgag, Pt 2 Serving The Retail Consumer Protect, And more!
UK FINANCIAL REGULATION
  • 18 decks
  • 288 flashcards
  • 167 learners
Decks: All Definitions, Other Direct Investments, Collective Investments, And more!
financial markets
  • 17 decks
  • 463 flashcards
  • 60 learners
Decks: Chapter 2 An Overview Of The Financial S, Chapter 1 Introduction, Chapter 3 What Is Money, And more!
Laws, Regulations, and Policies
  • 26 decks
  • 979 flashcards
  • 124 learners
Decks: Bb Ch2, Avma 2013 Euth Guidelines, Phs Policy, And more!
Find Flashcards
Make Flashcards
Brainscape helps you reach your goals faster, through stronger study habits.
© 2025 Bold Learning Solutions. Terms and Conditions