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Breeze On
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Decks in this class (10)
The UK Financial Services Sector (2/80)
What are the key aims of a govern...,
What are the two types of taxation 2,
What is the official term for the...
49
cards
UK Financial Services and Consumer Relationships (4/80)
What are some key considerations ...,
What are some key considerations ...,
What is the financial life cycle 3
38
cards
UK Contract and Trust Legislation (2/80)
What is the capacity to contract 1,
What role do ifas play in any tra...,
What is limited liability 3
30
cards
Integrity and Ethics in Professional Practice (8/80)
What is the difference between ka...,
What is the categorical imperative 2,
How can financial incentives for ...
15
cards
The Regulatory Infrastructure of the UK Financial Services (6/80)
What was the main change implemen...,
What was the major regulatory cha...,
What is the role of the pra 3
49
cards
FCA and PRA Supervisory Objectives, Principles and Processes (7/80)
What is a no fail regime 1,
What are the 3 pillars of the fca...,
What are the 4 methods the fca co...
51
cards
FCA and PRA Authorisation of Firms and Individuals (12/80)
What are the 11 principles of bus...,
Where would you find the fca s ex...,
What is the aim of the fca s expe...
61
cards
The Regulatory Framework Relating to Financial Crime (18/80)
How does mar define market manipu...,
Does mar only apply to executed t...,
What is the government linked exe...
67
cards
Complaints and Redress (3/80)
What is the body for complaints a...,
What does the financial ombudsman...,
What is the maximum compensation ...
21
cards
FCA Conduct of Business Fair Treatment and Client Money Protection (18/80)
What activities are subject to co...,
What is the geographic scope of c...,
What is a durable medium 3
90
cards
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UK Regulation
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