Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

UK Regulation and Professional Integrity - Jul 2024

This class was created by Brainscape user David Bailey. Visit their profile to learn more about the creator.

By: David Bailey
Start Studying

Decks in this class (12)

Unit 1 - UK FS sector (2 of 80)
Government s economic policy 4 aims,
Official term for uk budget deficit,
Balanced budget multiplier
24  cards
Unit 2 - UK FS & Consumer Relations (4 of 80)
6 stages of people s lifecycle,
What are stakeholder pensions,
Income tax personal allowance
11  cards
Unit 3 - UK Contract & Trust Legislation (2 of 80)
Capacity to contract,
Who can lack capacity to contract,
Natural vs legal person
26  cards
Unit 4 - Integrity and Ethics (8 of 80)
What is integrity,
What is the universalation test,
What is utilitarianism
10  cards
Unit 5 - Uk Regulatory Infrastucture (6 of 80)
What does the pra regulate 4,
What does the fca regulate 3,
Who established the fpc and what ...
44  cards
Unit 6 - FCA/PRA Supervisory Objectives (7 of 80)
How does fca define supervision,
What are the fca s 2 methods of s...,
What are the fca s 8 supervisory ...
31  cards
Unit 7 PRA/FCA Authorisation (12 of 80)
Which activities are regulated,
What are the fca 12 principle,
What are the 5 purposed of the se...
19  cards
Unit 8 - Financial Crime 1 (18 of 80)
How does the fca believe good cul...,
Why is effective governence impor...,
What is the financial crime guide...
31  cards
Unit 8 - Financial Crime 2 (18 of 80
What did the economic crime act 2...,
The,
What are
29  cards
Unit 9 - Complaints & Compensation (3 of 80)
What is the role of the fos,
How does the fca define a complaint,
How long does a complainant have ...
20  cards
Unit 10 - FCA COBS and Client Assets Part 1 (18 or 80)
Which activities are subject to cobs,
What is a durable medium,
What are the rules regarding webs...
34  cards
Unit 10 - FCA COBS and Client Assets Part 2 (18 or 80)
What information should be provid...,
What information should be provid...,
What information needs to be prov...
29  cards

More about
UK Regulation and Professional Integrity - Jul 2024

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study David Bailey's UK Regulation and Professional Integrity - Jul 2024 flashcards now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Learn more about spaced repetition

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

UK FINANCIAL REGULATION
  • 18 decks
  • 288 flashcards
  • 155 learners
Decks: All Definitions, Other Direct Investments, Collective Investments, And more!
UK PLAN
  • 30 decks
  • 10862 flashcards
  • 2 learners
Decks: Deck 0, Deck 1, Deck 2, And more!
T1 - Integrated (Full Review)
  • 29 decks
  • 6072 flashcards
  • 28 learners
Decks: Biochemistry Cellular Structure Biomecha, Biochemistry Cellular Structure Biomecha, Biochemistry Musculoskeletal Block, And more!
Find Flashcards
Make Flashcards
Brainscape helps you reach your goals faster, through stronger study habits.
© 2024 Bold Learning Solutions. Terms and Conditions