This class was created by Brainscape user Kelsey Phillips. Visit their profile to learn more about the creator.
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Kelsey Phillips
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Decks in this class (27)
U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY
How can a bank involved in wholes...,
What are the four main reasons wh...,
What is the key difference betwee...
33
cards
U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION
What is meant by a macroeconomic ...,
The european union has issued a n...,
Post brexit which of the followin...
39
cards
U1: T3 - UK TAXATION I
For a child which of the followin...,
Which of the following people wou...,
Which of the following will not b...
56
cards
U1: T4 - UK TAXATION II
In t,
In the context of iht define nil ...,
In july 2016 joan made a gift to ...
52
cards
U1: T5 - STATE BENEFITS AND HMRC TAX CREDITS
What 2 ways can state benefits af...,
Which form s of employment and su...,
Jane and john have two young daug...
71
cards
U1: T6 - DIRECT INVESTMENTS: CASH AND FIXED-INTEREST SECURITIES
What 3 main components are conven...,
In the context of gilts what is t...,
In the context of gilts what is t...
50
cards
U1: T7 - OTHER DIRECT INVESTMENTS
What is commercial paper,
What is working capital,
What are treasury bills
55
cards
U1: T8 - COLLECTIVE INVESTMENTS
With regard to unit trusts what d...,
A unit trust fund s assets are ow...,
An investment trust is best descr...
71
cards
U1: T9 - TAX WRAPPERS
Stella aged 24 has invested 4 000...,
In what circumstances is an addit...,
Following someone s death the rig...
39
cards
U1: T10 - PENSION PRODUCTS
Pat has been employed by telephon...,
Marta is 37 and pays 3 per cent o...,
Explain what is meant by the term...
45
cards
U1: T11 - LIFE ASSURANCE
Where a claim is made on a term a...,
What is the main benefit of a con...,
What is the main benefit of a con...
43
cards
U1: T12 - HEALTH AND GENERAL INSURANCE
Julie wants to make sure that she...,
The contents of charlene s home a...,
When gary was diagnosed with bowe...
28
cards
U1: T13 - SECURED AND UNSECURED LENDING
Define a a mortgagor and b a mort...,
Which of the following is not tru...,
For what reason might an isa not ...
29
cards
U1: T14 - UNDERSTANDING AND SATISFYING CUSTOMER NEEDS
Which of the following would usua...,
Why is it important to establish ...,
Which of the following would norm...
32
cards
U1: T15 - THE MAIN ADVICE AREAS
What main factors affect the calc...,
What is the purpose of key person...,
Hegley surveying services wants t...
24
cards
U1: T16 - KEY LEGAL CONCEPTS
Joanne lives in london and her pr...,
Marian was married but had no chi...,
Ian who made no will left an esta...
44
cards
U2: T17 - THE FCA'S AIMS AND OBJECTIVES
A major clearing bank has its hea...,
Getting to grips with the differe...,
The main driver for changes to th...
46
cards
U2: T18 - REGULATING FIRMS AND INDIVIDUALS
What is part 4a permission,
One of the reasons why direct inv...,
When assessing whether a person i...
33
cards
U2: T19 - PRUDENTIAL SUPERVISION
Crd iv consists of two pieces of ...,
Who is responsible for the pruden...,
Why does the fca concentrate on m...
25
cards
U2: T20 - CONDUCT OF BUSINESS REQUIREMENTS I
For how long must records be reta...,
Which of the three categories of ...,
If a client intends to purchase a...
31
cards
U2: T21 - CONDUCT OF BUSINESS REQUIREMENTS II
Ella and martin s daughter lydia ...,
The standards of lending practice...,
A mortgage arranged for which of ...
33
cards
U2: T22 - CONSUMER CREDIT
Which of the following is exempt ...,
How does providing an apr in rela...,
Businesses are not protected by t...
28
cards
U2: T23 - ANTI-MONEY-LAUNDERING
If a staff member of a financial ...,
Transferring criminally obtained ...,
The fatf s role is to establish a...
25
cards
U2: T24 - OTHER REGULATION AFFECTING THE ADVICE PROCESS
What is the difference between a ...,
What does gdpr define as sensitiv...,
Which of the following is not one...
21
cards
U2: T25 - CONSUMER RIGHTS, COMPLAINTS AND COMPENSATION
In situations where alternative d...,
In summary in what circumstances ...,
Which of the following would not ...
28
cards
UKFS Drill Down
Why was the financial action task...,
In 2001 what was brought into the...,
The fatf is
44
cards
IFTS Drill Down
Which of the following do not pay...,
Who issues treasury bills a boeb ...,
Treasury bills are a form of whic...
46
cards
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UKFR
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