Learn Cisi Financial Regulation
Study Cisi Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(7)
Decks
Flashcards
Learners
-
CISI UK Financial Regulations
CISI UK Financial Regulations
By: Bethan Parfitt
1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associate Legislation and Regulation ...6Decks797Flashcards189Learners -
CISI Financial Regulations
CISI Financial Regulations
By: Fil Abbax
Chapter 1: Regulatory Environment, COBS: application and general provisions, COBS: Client Categorisation ...18Decks434Flashcards1Learner -
CISI UK Financial Regulation 2025
CISI UK Financial Regulation 2025
By: Jack Eden
Last Minute Study / Past Paper Questions / AI Questions, Chapter 1: The Regulatory Environment, Chapter 4: The FCA Conduct of Business and Client Assets Sourcebooks8Decks313Flashcards8Learners -
CISI: UK Financial Regulations
CISI: UK Financial Regulations
By: Samuel Peterson
Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...6Decks574Flashcards1Learner -
CISI UK Financial Regulation 2023/24
CISI UK Financial Regulation 2023/24
By: Georgia Boddy
1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...6Decks224Flashcards8Learners -
CISI UK Financial Regulations 2023-24
CISI UK Financial Regulations 2023-24
By: Katrina Carter
Chapter 1 - The Regulatory Environment, Chapter 2 - The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3 - Associated Legislation and Regulation ...5Decks36Flashcards1Learner -
Corporate Finance Regulation
Corporate Finance Regulation
By: Phil Moore
1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...25Decks714Flashcards1Learner