Learn Client Money
Study Client Money using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(30)
Decks
Flashcards
Learners
-
APC Revision
APC Revision
By: Jess Baker
Ethics, Complaints Handling, CPD ...13Decks425Flashcards1Learner -
Ethics - Level 1
Ethics - Level 1
By: Rebecca Ford
Rules And Regulation, Money Laundering, Bribery and PII, Terms of Engagement, Complaints Handling, CPD and Conflicts of Interest ...5Decks103Flashcards2Learners -
Civil Litigation
Civil Litigation
By: Zuzanna Kostyra
Introduction, Professional Conduct and Ethics, Financing Civil Litigation ...26Decks718Flashcards65Learners -
Solicitors Accounts
Solicitors Accounts
By: Hannah Moses
Double entry book keepin, client money, VAT3Decks135Flashcards3Learners -
QS APC
QS APC
By: Natalie K Marshall
Ethics, Rules and Conduct, Rules for the Registration of Firms, Rules and Guidance Notes ...23Decks1,009Flashcards8Learners -
Professional Conduct
Professional Conduct
By: Rhys MacCarter
Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Firms (SQE1 only) ...8Decks482Flashcards4Learners -
CITMA Paralegal Course
CITMA Paralegal Course
By: Bethany Gallichan
Oppositions, Cancellations, Litigation, Trademark Watching, Data Verification And Role In IP Due Diligence ...23Decks436Flashcards3Learners -
RICS APC SCO
RICS APC SCO
By: nm kay
Ethics, APC - Conflict, APC Complaints Handling Procedures ...18Decks489Flashcards1Learner -
Ethics and Rules of Conduct
Ethics and Rules of Conduct
By: Tom Carter
The RICS, The New Rules of Conduct, Requirements for registration ...12Decks121Flashcards7Learners -
Accredited Financial Counselor (AFC)
Accredited Financial Counselor (AFC)
By: David Giles
1: Set The Stage & Gather Client Information (10%), 2: Assist The Client in Creating an Action Plan, 3. Develop Financial Statements, Ratios, and Spending Plans (10%) ...9Decks225Flashcards3Learners -
PERVASIVE: Ethics
PERVASIVE: Ethics
By: Isabella Dinan
1. Seven Mandatory Principles, 2. Maintaining Trust and Acting Fairly, 3. Dispute Resolution and Proceedings ...9Decks134Flashcards1Learner -
CFP® | FP511
CFP® | FP511
By: A C
LO 1.1.1: Categorize the personal financial process according to the steps outlined in the CFP Board's Practice Standards, LO 1.1.2: Determine whether a financial planner-client relationship constitutes financial planning as stated in the CFP Board Code of Ethics and Standards of Conduct, LO 1.1.3: Evaluate a scenario based on six principles of the CFP Board’s Code of Ethics to determine if there are violations. ...61Decks1,089Flashcards14Learners -
Professional Conduct
Professional Conduct
By: Isabella Tatford
Regulatory and Legal Environment MCQs, Managing Client Relationships MCQs, Money Laundering MCQs ...8Decks276Flashcards1Learner -
APC Ethics
APC Ethics
By: MICHAEL MARTIN
Rules Of Conduct Feb 2022, Conduct & Professionalisim, RICS Guidance & Standards ...14Decks109Flashcards2Learners -
Ethics, Rules of Conduct and Professionalism
Ethics, Rules of Conduct and Professionalism
By: Timothy Cairns
RICS Background & Rules of Conduct, Disciplinary Procedures, Fee Negotiation & Terms of Engagement ...10Decks149Flashcards4Learners -
Solicitors' Accounts
Solicitors' Accounts
By: Cameron Drummond
Overview of Rules, Client Money, Double-Entry Bookkeeping ...5Decks90Flashcards1Learner -
3. Regulation of Financial Markets and Institutions
3. Regulation of Financial Markets and Institutions
By: ed stringer
International and European Union Directives, Regulation and Guidance, FCA BS: Investment Research, FCA BS - Product Governance and Disclosure Requirements ...14Decks199Flashcards3Learners -
Solicitors Accounts
Solicitors Accounts
By: Alex Golding
Double Entry Book Keeping and the SRA Accounts Rules, Client Money and Client Accounts, Common Accounting Entries and Transfers and Mixed Receipts ...10Decks174Flashcards2Learners -
APC
APC
By: Z12 DO578
Ethics, Rules of Conduct and Professionalism, Fee/TOE/COI/Confidentiality/CHP/CPD, Negligence/PII/Handling Client's Money ...21Decks591Flashcards1Learner -
UK regs and profess integrity
UK regs and profess integrity
By: Jayde Rose
1. UK Financial Services Sector, 5. Reg infrastructure, 8 - fin crime ...6Decks183Flashcards1Learner -
Civil Litigation (2)
Civil Litigation (2)
By: rebecca taylor
Introduction, Professional Conduct and Ethics, Financing Civil Litigation ...27Decks738Flashcards7Learners -
RICS Guidance Notes
RICS Guidance Notes
By: Louis Mott
Professional Indemnity Insurance, Bribery, Corruption, Money Laundering and Terrorist Financing, Risk, Liability and Insurance ...7Decks42Flashcards1Learner -
Adam's APC Q&A
Adam's APC Q&A
By: Adam Sheward
Accounting Principles, Conduct Ethics - PI / Risk/Insurance/Liability, Conduct Ethics - Conflicts of Interest ...20Decks384Flashcards1Learner -
SQE1 - Ethics & Professional Conduct
SQE1 - Ethics & Professional Conduct
By: J S
1. Seven Mandatory Principles, 2. Maintaining Trust and Acting Fairly, 3. Dispute Resolution and Proceedings ...9Decks119Flashcards1Learner -
Professional Responsibility
Professional Responsibility
By: Ray Ortega
Sources of Professional Responsibility, Review & study of Professional Responsibility, Definding the Attorney-Client Relationship ...6Decks79Flashcards1Learner -
Business
Business
By: Jessica Fuller
Personnel and Human Resources, Intro to Financial Statements for vets, Business Planning ...10Decks167Flashcards7Learners -
UK Regulation
UK Regulation
By: Breeze On
The UK Financial Services Sector (2/80), UK Financial Services and Consumer Relationships (4/80), UK Contract and Trust Legislation (2/80) ...10Decks471Flashcards6Learners -
Professional Conduct
Professional Conduct
By: Ella Cox
Money Laundering, Solicitor's Accounts, Regulatory and Legal Environment ...7Decks217Flashcards2Learners -
CTA ethics
CTA ethics
By: Rebecca Thompson
CH1- PRPG intro, CH2- Fundamental principles and members obligations, CH3- Practice governance ...28Decks278Flashcards4Learners -
ethics
ethics
By: eric judson
duties to tribunal, conflict, Losing the right to become a lawyer ...10Decks134Flashcards2Learners