Brainscape's Knowledge GenomeTM


Top Flashcards (Certified)
All Flashcards

Learn Financial Regulation

Study Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(30)
Decks
Flashcards
Learners
  • Macroeconomics
    Macroeconomics

    Macroeconomics

    By: Charlie Maunder
    1.1 Circular Flow Of Income, 1.2 Aggregate Demand, 1.3 Aggregate Supply ...
    24
    Decks
    398
    Flashcards
    2
    Learners
  • GENERAL OPS REGULATION
    GENERAL OPS REGULATION

    GENERAL OPS REGULATION

    By: Claire Gartmann
    THE BANK BRIBERY ACT, THE RIGHT TO FINANCIAL PRIVACY ACT, THE BANK SECRECY ACT ...
    7
    Decks
    50
    Flashcards
    1
    Learner
  • PCIAM Exam
    PCIAM Exam

    PCIAM Exam

    By: Lauren Firth
    Ratios, PCIAM - Financial Statement Analysis, PCIAM - Financial Instruments & Products ...
    5
    Decks
    39
    Flashcards
    5
    Learners
  • CBI
    CBI

    CBI

    By: Farhana Begum
    Module 1, Unit 1 - Banks & Banking, Unit 2 - Responsible & Sustainable banking ...
    7
    Decks
    203
    Flashcards
    8
    Learners
  • Master MEEF
    Master MEEF

    Master MEEF

    By: Chloe Duteil
    Auteur et école en sociologie, Introduction Sociologique, Economie ...
    21
    Decks
    677
    Flashcards
    4
    Learners
  • Professional Conduct (R)
    Professional Conduct (R)

    Professional Conduct (R)

    By: Viktoriia Bogatyr
    Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Firms (SQE1 only) ...
    9
    Decks
    595
    Flashcards
    1
    Learner
  • CPA Flash Cards
    CPA Flash Cards

    CPA Flash Cards

    By: Kari Foster
    Regulation - Business Law, Regulation - Taxation, Business, Environment, and Concepts ...
    6
    Decks
    1,645
    Flashcards
    1
    Learner
  • Actuarial Risk Management (A311)
    Actuarial Risk Management (A311)

    Actuarial Risk Management (A311)

    By: Patience Zondo
    16 - Asset-Liability Management, 17 - Investment management, 18 - Modelling ...
    40
    Decks
    1,148
    Flashcards
    14
    Learners
  • CA DRE Exam Prep
    CA DRE Exam Prep

    CA DRE Exam Prep

    By: Brian Fountain
    Property ownership and land use controls and regulations, Laws of agency and fiduciary duties, Property valuation and financial analysis ...
    10
    Decks
    438
    Flashcards
    6
    Learners
  • Trt
    Trt

    Trt

    By: Bassie .
    Ch 0: Introduction, Ch 1: Actuarial Advice, Ch 2: The external environment ...
    42
    Decks
    938
    Flashcards
    1
    Learner
  • zEconomics
    zEconomics

    zEconomics

    By: 0a548ck Kan3
    Quick Facts, Equations, Macroeconomic Instruments ...
    11
    Decks
    201
    Flashcards
    1
    Learner
  • A Level Economics
    A Level Economics

    A Level Economics

    By: Alice Garner
    Section 1 - The Economic Problem, Section 2 - Competitive Markets, Section 3 - Business Economics ...
    50
    Decks
    1,987
    Flashcards
    1,147
    Learners
  • International Trade
    International Trade

    International Trade

    By: Mohammad Abdel Wahab
    General Terms, Logistics & Transportation, Documentation & Compliance ...
    8
    Decks
    161
    Flashcards
    2
    Learners
  • OCR Macroeconomics 2
    OCR Macroeconomics 2

    OCR Macroeconomics 2

    By: Farida Balogun
    The Financial Sector, Role Of Central Bank & Financial Regulation
    2
    Decks
    57
    Flashcards
    6
    Learners
  • General Operations
    General Operations

    General Operations

    By: Shena Shuman
    Bank Secrecy Act & Treasury BSA Regulations, Right to Financial Privacy Act, IRS Information Returns & Backup Withholding ...
    7
    Decks
    78
    Flashcards
    2
    Learners
  • LS Study Guide
    LS Study Guide

    LS Study Guide

    By: Todd Tucker
    P485 Vol. 1 Chapter 2 Material Identification, P485 Vol 1. Chapter 3 Material Procurement, P485 Vol. 1 Chapter 1 Organization and Administration ...
    16
    Decks
    1,213
    Flashcards
    120
    Learners
  • Investment Environment
    Investment Environment

    Investment Environment

    By: Freddie Melvin
    Chapter 1 - Financial Markets and Institutions, Chapter 2 - Ethics and Investment Professionalism, Chapter 3 - The Regulation of Financial Markets and Institutions ...
    7
    Decks
    493
    Flashcards
    6
    Learners
  • Business Admin Knowledge Test
    Business Admin Knowledge Test

    Business Admin Knowledge Test

    By: Deleted Deleted
    Regulation & Compliance, Financial Terms, My Organisation ...
    6
    Decks
    77
    Flashcards
    5
    Learners
  • exam 6 NEW
    exam 6 NEW

    exam 6 NEW

    By: Alec Trachtman
    1. SOA COPFLR, 4. IRIS, 5. Schdule P ...
    32
    Decks
    763
    Flashcards
    4
    Learners
  • THEME 4
    THEME 4

    THEME 4

    By: Reegan Harrison
    4.1.1 Globalisation, 4.1.2 Specialisation and trade, 4.1.3 Pattern of trade ...
    22
    Decks
    373
    Flashcards
    1
    Learner
  • Certified Financial Planner (Nov 2023)
    Certified Financial Planner (Nov 2023)

    Certified Financial Planner (Nov 2023)

    By: David Giles
    A.3 Function, purpose, and general structure of financial institutions, A. Professional Conduct and Regulation (8%), A.1 CFP Board’s Code of Ethics and Standards of Conduct ...
    6
    Decks
    82
    Flashcards
    8
    Learners
  • Money and Banking ECON-UA 231
    Money and Banking ECON-UA 231

    Money and Banking ECON-UA 231

    By: Jason Cheung
    Commercial Banks, Bank Expansion, The Federal Reserve System ...
    15
    Decks
    297
    Flashcards
    12
    Learners
  • Macro
    Macro

    Macro

    By: Ollie Brown
    Measures of Economic Performance, Aggregate Demand, UK Macro Data 2024 ...
    5
    Decks
    117
    Flashcards
    1
    Learner
  • Business, Technology and Finance
    Business, Technology and Finance

    Business, Technology and Finance

    By: Hannah Day
    Introduction to business, Managing a business, Organisational and Business Structures ...
    14
    Decks
    276
    Flashcards
    1
    Learner
  • ACCT1101 UWA
    ACCT1101 UWA

    ACCT1101 UWA

    By: mustafa birkawi
    Week 1: Decision Making + Role of Financial Accounting and Financial Statements for Decison Making, Week 2: Recording Transactions, Week 3: Accounting for Retailing ...
    18
    Decks
    292
    Flashcards
    2
    Learners
  • A311 - Actuarial risk management
    A311 - Actuarial risk management

    A311 - Actuarial risk management

    By: Uthmaan Ebrahim
    Chapter 0 - What is A311 all about, Chapter 1 - Actuarial Advice, Chapter 2 - External environment ...
    41
    Decks
    566
    Flashcards
    2
    Learners
  • Series 3 Financial Exam
    Series 3 Financial Exam

    Series 3 Financial Exam

    By: Dante Palazzolo
    Hedging, Definitions, Equations ...
    10
    Decks
    67
    Flashcards
    22
    Learners
  • FLK1 - Legal Practice
    FLK1 - Legal Practice

    FLK1 - Legal Practice

    By: L D
    Legal regulation, Financial services and markets, Money laundering and proceeds of crime ...
    4
    Decks
    87
    Flashcards
    1
    Learner
  • IMC Unit 1
    IMC Unit 1

    IMC Unit 1

    By: Lili Brown
    1 - Financial Markets and Intermediaries, 2 - Ethics and Investment Principles, 3 - Regulation of Financial Markets ...
    6
    Decks
    191
    Flashcards
    2
    Learners
  • SQE1_06-2026
    SQE1_06-2026

    SQE1_06-2026

    By: Harald Sippel
    BL - 2 - Partnership, BL - 3 - Companies (1), BL - 4 - Companies (2) ...
    17
    Decks
    701
    Flashcards
    1
    Learner

Knowledge Genome

Brainscape helps you reach your goals faster, through stronger study habits.
© 2025 Bold Learning Solutions. Terms and Conditions