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Learn Financial Services

Study Financial Services using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • AudTheo
    AudTheo

    AudTheo

    By: Angela Gacad
    Fundamentals Principles of Assurance Services, Introduction to Audit Services and Financial Statement Audit, Planning an Audit of Financial Statements
    3
    Decks
    154
    Flashcards
    78
    Learners
  • Libf UNIT 4
    Libf UNIT 4

    Libf UNIT 4

    By: Scott English
    Topic 1 key words, Topic Juan - The financial system, topic 2 key words ...
    18
    Decks
    514
    Flashcards
    17
    Learners
  • SQE - FLK1
    SQE - FLK1

    SQE - FLK1

    By: joel ng
    01. The Legal System of England and Wales, 02. Constitutional Law, Criminal Litigation ...
    21
    Decks
    1,696
    Flashcards
    13
    Learners
  • CII - R01
    CII - R01

    CII - R01

    By: Jordan Sidaway
    2 - Retail Customers, 3 - Legal Concepts, 4 - Financial Services Regulation ...
    9
    Decks
    230
    Flashcards
    606
    Learners
  • SQE FLK 1
    SQE FLK 1

    SQE FLK 1

    By: James Labovitch
    Disputes Resolution 1: Pre-action, Disputes Resolution 2: Issuing Claim, Disputes Resolution 3: Responding to Claim ...
    69
    Decks
    1,160
    Flashcards
    86
    Learners
  • CII: R01 2020-21
    CII: R01 2020-21

    CII: R01 2020-21

    By: Lucie Sudworth
    1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice ...
    9
    Decks
    167
    Flashcards
    46
    Learners
  • Securities
    Securities

    Securities

    By: Sophia Marchand
    Financial Services Industry, Asset Classes Equities, Asset Classes - Debt types & features ...
    19
    Decks
    1,148
    Flashcards
    6
    Learners
  • CFP
    CFP

    CFP

    By: ryan halvorson
    Rules of Conduct, Code of Ethics, Financial Planning Practice Standards ...
    51
    Decks
    1,030
    Flashcards
    325
    Learners
  • OU Management Spring 2018
    OU Management Spring 2018

    OU Management Spring 2018

    By: Gold Xiong
    Management Functions and HR Management, Activities of the management process, Org Structure & Behavior ...
    21
    Decks
    576
    Flashcards
    6
    Learners
  • Ro1 Regulations And Ethics Of The Finanacial System
    Ro1 Regulations And Ethics Of The Finanacial System

    Ro1 Regulations And Ethics Of The Finanacial System

    By: Jacques Sheppard
    RO1 EEA Rules, The Context for The UK Financial Services, Consumers Needs And How To Meet Them ...
    14
    Decks
    1,180
    Flashcards
    3
    Learners
  • RD Exam
    RD Exam

    RD Exam

    By: perjunke fibers
    Domain I: Principles of Dietetics: Food Science, Domain I: Principles of Dietetics: Composition of Food, Domain I: Principles of Dietetics: Components of the Educational Plan ...
    21
    Decks
    4,220
    Flashcards
    16
    Learners
  • SQE - LEGAL SYSTEM & Admin Law
    SQE - LEGAL SYSTEM & Admin Law

    SQE - LEGAL SYSTEM & Admin Law

    By: Lyndsay Poulsom
    Court Structure, Sources of law Primary Legislation, Sources of Law Statutory Interpretation ...
    14
    Decks
    445
    Flashcards
    4
    Learners
  • CISI Unit 1
    CISI Unit 1

    CISI Unit 1

    By: Laurence Jones
    Unit 1 (Glossary), Unit 1 - 1. The Regulatory Environment, Unit 1 - 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012 ...
    7
    Decks
    379
    Flashcards
    50
    Learners
  • JW - CeMap 1 (2019/2020)
    JW - CeMap 1 (2019/2020)

    JW - CeMap 1 (2019/2020)

    By: J W
    Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation ...
    25
    Decks
    851
    Flashcards
    285
    Learners
  • Certified Financial Planner
    Certified Financial Planner

    Certified Financial Planner

    By: tony beth
    Law of Contracts, Agency, Professional Liability ...
    35
    Decks
    847
    Flashcards
    25
    Learners
  • interpreter
    interpreter

    interpreter

    By: Bianca Mencia
    insurence, custumer service, medicacal ...
    11
    Decks
    148
    Flashcards
    2
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Chelsee de Niet
    The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice ...
    12
    Decks
    292
    Flashcards
    18
    Learners
  • CeMAP 1 Flashcards 2024
    CeMAP 1 Flashcards 2024

    CeMAP 1 Flashcards 2024

    By: Callum Reid
    CeMAP1 Mock 1, CeMAP 1 Unit 1 Mock, CeMAP 1 Unit 2 Mock ...
    5
    Decks
    172
    Flashcards
    36
    Learners
  • CII RO1 Exam Flashcards
    CII RO1 Exam Flashcards

    CII RO1 Exam Flashcards

    By: Nikita Phillips
    Unit 1 - The UK Financial Services Industry: An Overview, Unit 2 - Serving the Retail Consumer, Unit 3 - Laws and Legal Concepts Relevant To Financial Advice ...
    4
    Decks
    99
    Flashcards
    23
    Learners
  • finance
    finance

    finance

    By: lidia lobue
    ethics and integrity in financial services, exam questions, Chapter 6 ...
    5
    Decks
    287
    Flashcards
    1
    Learner
  • UK Regulation
    UK Regulation

    UK Regulation

    By: Breeze On
    The UK Financial Services Sector (2/80), UK Financial Services and Consumer Relationships (4/80), UK Contract and Trust Legislation (2/80) ...
    10
    Decks
    471
    Flashcards
    6
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Cameron Drummond
    Regulation Introduction, Equality Act 2010, Money Laundering ...
    6
    Decks
    177
    Flashcards
    1
    Learner
  • CB3
    CB3

    CB3

    By: Robert Claridge
    The Banker/Customer Relationship I, The Banker/Customer Relationship II, The Principles of Lending I ...
    19
    Decks
    311
    Flashcards
    22
    Learners
  • SQE1: Legal Services
    SQE1: Legal Services

    SQE1: Legal Services

    By: elena s
    Regulation of Legal Activities, Equality Act 2010, Financial Services ...
    6
    Decks
    148
    Flashcards
    5
    Learners
  • CeMAP 1 (Unit one)
    CeMAP 1 (Unit one)

    CeMAP 1 (Unit one)

    By: Grace Barritt
    Topic 1 (The Financial Services Industry), Topic 10 (Pension Products), Topic 9 (Tax Wrappers) ...
    16
    Decks
    635
    Flashcards
    305
    Learners
  • SQE2
    SQE2

    SQE2

    By: Ted B
    1a. Business, 1b. Tax - Business, 2a. Property - Land ...
    15
    Decks
    1,560
    Flashcards
    28
    Learners
  • International Introduction to Investment
    International Introduction to Investment

    International Introduction to Investment

    By: Jade Hahn
    The Financial Services Sector, The Economic Environment, Financial Assets ...
    9
    Decks
    746
    Flashcards
    3
    Learners
  • SQE 1 Flashcards (FLK 1 & FLK 2)
    SQE 1 Flashcards (FLK 1 & FLK 2)

    SQE 1 Flashcards (FLK 1 & FLK 2)

    By: Jonathan Powell
    Criminal Practice (Police Powers), Criminal Practice (Police Advice), Criminal Practice (First Hearing & Bail) ...
    60
    Decks
    4,442
    Flashcards
    10
    Learners
  • CISI International Certificate in Wealth & Investment Management
    CISI International Certificate in Wealth & Investment Management

    CISI International Certificate in Wealth & Investment Management

    By: kes walker
    Chapter 1: The Financial Services Sector, Chapter 2: Industry Regulation, Chapter 3: Asset Classes ...
    4
    Decks
    123
    Flashcards
    41
    Learners
  • QLTS
    QLTS

    QLTS

    By: Malin Törnqvist
    Financial Services, Money Laundry, Tax, Money laundering, TAX ...
    8
    Decks
    300
    Flashcards
    46
    Learners

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