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  • Series 63 Exam
    Series 63 Exam

    Series 63 Exam

    By: Justin Paradis
    Chapter 1: Regulations of Firms and Individuals - A. Regulations Of Broker/Dealers, Chapter 1: Regulations of Firms and Individuals - B. Regulations of Agents Of Broker/Dealers, Chapter 1: Regulations of Firms and Individuals - C. Regulations of Investment Advisers ...
    31
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    197
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  • IT Related Laws and Regulations
    IT Related Laws and Regulations

    IT Related Laws and Regulations

    By: Jan Svrčina
    U.S. Law: U.S. Information Security Law and Regulations, U.S. Law: Health Insurance Portability and Accountability Act (HIPAA), U.S. Law: Gramm-Leach-Bliley Act (GLBA) & Sarbanes–Oxley Act (SOX) ...
    5
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    76
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  • Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions
    Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions

    Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions

    By: Vemula Shravya
    EU: Harmonisation Of Financial Services, EU: The European Securities And Markets Authority, EU: The Markets In Financial Instruments Directive ...
    28
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    238
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  • ISC
    ISC

    ISC

    By: Kindra Siewood
    ISC 3 - Security & Confidentiality, ISC 2 - Information Systems & Data Management, ISC 1 - Regulations, Standards, & Frameworks ...
    4
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    66
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    1
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  • BIS BISS
    BIS BISS

    BIS BISS

    By: Selina Wong
    1.1 Security Management, Corporate Security, Risks & Responsibilities, 1.2 Risk assessment approaches & processes, 2. Legal, Social & Ethical Aspects: information security & privacy ...
    17
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    153
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    1
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  • Sergeant's Exam-2017
    Sergeant's Exam-2017

    Sergeant's Exam-2017

    By: Michael Burton
    HPM 1.1-Publications Management, HPM 70.17-Bicycle Patrol, HPM 120.1-Peace Officer Personnel Records ...
    66
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    71
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  • L1 25 Understanding Income Statements
    L1 25 Understanding Income Statements

    L1 25 Understanding Income Statements

    By: Steven Popovic
    A describe the components of the income statement and alternative presentation formats of that statement;, B describe general principles of revenue recognition and accrual accounting, specific revenue recognition applications (including accounting for long-term contracts, installment sales, barter transactions, gross and net reporting of revenue), and implications of revenue recognition principles for fi, D describe general principles of expense recognition, specific expense recognition applications, and implications of expense recognition choices for financial analysis; ...
    10
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    93
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  • BEC Section - CPA Exam
    BEC Section - CPA Exam

    BEC Section - CPA Exam

    By: Ryan Sampson
    B0 - Written Communication, B1 - Corporate Governance, B1 - Operations Management - Performance Management and Impact of Measures on Behavior ...
    23
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    160
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    1
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  • Sgt exam Questions
    Sgt exam Questions

    Sgt exam Questions

    By: jennifer kirkwood
    Conducted Energy Weapon, Seizure Of Service Cew, Suspect Apprehension Pursuit ...
    24
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    109
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    1
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  • LEGAL PRACTICE MANAGEMENT
    LEGAL PRACTICE MANAGEMENT

    LEGAL PRACTICE MANAGEMENT

    By: Natalie Mukundane
    OFFICE ADMINISTRATION, OFFICE ENVIRONMENT, FRONT OFFICE SERVICES ...
    20
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    38
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    1
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