Brainscape's Knowledge GenomeTM

Browse over 1 million classes created by top students, professors, publishers, and experts.


See full index

Learn Legal And Regulatory

Study Legal And Regulatory using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
Brainscape Certified flashcards
(0)
Decks
Flashcards
Learners
User Generated flashcards
(30)
Decks
Flashcards
Learners
  • Cert CII IF1
    Cert CII IF1

    Cert CII IF1

    By: Emily Fenney
    1. Nature & Features of Risk, 2. Risk Application to Scenarios, 3. Main Features of Insurance ...
    14
    Decks
    361
    Flashcards
    39
    Learners
  • DipFA - FSRE (22/23)
    DipFA - FSRE (22/23)

    DipFA - FSRE (22/23)

    By: George Farley
    1. Role And Structure Of Financial Markets, 2. The Role Of Government, 3. Customer Needs ...
    11
    Decks
    174
    Flashcards
    8
    Learners
  • JWZ Flashcard
    JWZ Flashcard

    JWZ Flashcard

    By: Josh Westbrook
    Building Pathology, Contract Admin, Building Regs & Sustainability ...
    17
    Decks
    485
    Flashcards
    1
    Learner
  • R01
    R01

    R01

    By: James Coldwell
    Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal Concepts ...
    7
    Decks
    377
    Flashcards
    6
    Learners
  • BS_APC - 2
    BS_APC - 2

    BS_APC - 2

    By: Simon Steff
    SoE - Ethics, rules of conduct and professionalism, SoE - Client Care, SoE - Communication and negotiation ...
    26
    Decks
    938
    Flashcards
    1
    Learner
  • Year 12 - Unit 2 Exam
    Year 12 - Unit 2 Exam

    Year 12 - Unit 2 Exam

    By: Temilade Adesola
    2 - the styles, classification and the management of global information, 4 - Legal And Regulatory Framework Governing The Storage And Use Of Global information, 6 - The Principals Of Infomation Security ...
    6
    Decks
    158
    Flashcards
    11
    Learners
  • SQE 1 Law School - Legal Services - SBAQs
    SQE 1 Law School - Legal Services - SBAQs

    SQE 1 Law School - Legal Services - SBAQs

    By: Amelia Webb
    UNIT 1 - Introduction to Legal Services and the Regulatory Framework for Solicitors, UNIT 2 - Financial Services, UNIT 3 - Money Laundering and the Proceeds of Crime Act 2002 ...
    4
    Decks
    68
    Flashcards
    2
    Learners
  • Exam 6C (Fall 2018)
    Exam 6C (Fall 2018)

    Exam 6C (Fall 2018)

    By: Maxime Desrosiers
    A - AAA Credit Scores, C - CIA Reinsurance Treatment, C - Blanchard ...
    53
    Decks
    797
    Flashcards
    59
    Learners
  • APC - My Cards - Core
    APC - My Cards - Core

    APC - My Cards - Core

    By: Michael McLeary
    Hot topics, Building pathology, Contract admin ...
    14
    Decks
    324
    Flashcards
    1
    Learner
  • IH RICS P&D - APC 2024 Submission
    IH RICS P&D - APC 2024 Submission

    IH RICS P&D - APC 2024 Submission

    By: Ian Holloway
    Case Study, CPD Record, Ethics, rules of conduct and professionalism ...
    13
    Decks
    303
    Flashcards
    5
    Learners
  • LM1 DB
    LM1 DB

    LM1 DB

    By: Darcy Baldwin
    Chapter 1 - Fundamental principles of insurance, Chapter 2 - Basic insurance legal principles and terminology, Chapter 3 - Main classes of business written in the London Market ...
    7
    Decks
    320
    Flashcards
    1
    Learner
  • APC P&D 2023 Autumn
    APC P&D 2023 Autumn

    APC P&D 2023 Autumn

    By: Alana Gillard
    Ethics, ROC & Professionalism, Client Care (L2), Communication & Negotiation (L2) ...
    20
    Decks
    616
    Flashcards
    5
    Learners
  • CERT CII
    CERT CII

    CERT CII

    By: Thomas Peacock
    LM1 Chapter 1 - Fundamental principles of insurance, LM1 Chapter 2 Basic Insurance legal principles and terminology, LM1 Chapter 3 Main Classes of business written in the London Market ...
    7
    Decks
    137
    Flashcards
    1
    Learner
  • CQiB
    CQiB

    CQiB

    By: Genevieve Marie
    1. Business of Banking, 2. Ethics and Professionalism, 3. The Regulatory and Legal Environment ...
    7
    Decks
    532
    Flashcards
    4
    Learners
  • Ethics & Professional Conduct (pervasive)
    Ethics & Professional Conduct (pervasive)

    Ethics & Professional Conduct (pervasive)

    By: Jack Fifield
    Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Law Firms ...
    6
    Decks
    205
    Flashcards
    1
    Learner
  • NPD-BC
    NPD-BC

    NPD-BC

    By: Shelby Hall
    Leadership, Ethical, Legal and Regulatory, Evidence-based Practice and Research ...
    5
    Decks
    248
    Flashcards
    1
    Learner
  • LM2
    LM2

    LM2

    By: James Rice
    Chapter 1: Business nature of the London Market, Chapter 2: Risks written in the London Market, Chapter 3: Reinsurance ...
    10
    Decks
    693
    Flashcards
    1
    Learner
  • RICS APC Revision
    RICS APC Revision

    RICS APC Revision

    By: Tom Irwin
    Accounting Principles L1, Business Planning L1, Diversity, Inclusion & Teamwork L1 ...
    20
    Decks
    873
    Flashcards
    1
    Learner
  • Making and Managing Places
    Making and Managing Places

    Making and Managing Places

    By: Mia Miles
    7. Development and Secondary Legislation, 1. The Regulatory System, 4. Material Considerations ...
    6
    Decks
    78
    Flashcards
    1
    Learner
  • APC Building Surveying
    APC Building Surveying

    APC Building Surveying

    By: James Harvie
    RICS Dilapidations Guidance Note, RICS Dilapidations Protocol, Legal/Regulatory Compliance ...
    19
    Decks
    345
    Flashcards
    7
    Learners
  • R01 2023
    R01 2023

    R01 2023

    By: Jay Ngo
    5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer ...
    11
    Decks
    537
    Flashcards
    4
    Learners
  • GA - APC
    GA - APC

    GA - APC

    By: George Andrews
    Ethics, rules of conduct and professionalism, Case Study Questions, Client Care/ Communication and Negotiation/ Health and Safety (Submission) ...
    12
    Decks
    574
    Flashcards
    6
    Learners
  • OTC
    OTC

    OTC

    By: Sydney Van Otterloo
    Patient Assessment and consultations, Cultural sensitivity in self-care consults, Legal and regulatory considerations for self-care ...
    33
    Decks
    1,082
    Flashcards
    2
    Learners
  • PROFESSIONAL RESPONSIBILITY
    PROFESSIONAL RESPONSIBILITY

    PROFESSIONAL RESPONSIBILITY

    By: Beth McGee
    APPROACHES TO LEGAL ETHICS AND PROFESSIONAL RESPONSIBILITY, REGULATORY FRAMEWORK, DUTIES TO THE COURT ...
    7
    Decks
    175
    Flashcards
    2
    Learners
  • RO1
    RO1

    RO1

    By: James Sharp
    Chapter 1 (6 Exam Questions): The UK financial services industry in its European and global context, Chapter 2 (12 exam questions): How The Retail Consumer Is Served By The Financial Services Industry, Chapter 3 (9 exam questions): Legal concepts and considerations relevant to financial advice ...
    12
    Decks
    961
    Flashcards
    1
    Learner
  • Bee’s CAPE Space
    Bee’s CAPE Space

    Bee’s CAPE Space

    By: Bee Pollard
    Types of ventures: Entrep mod 1, Com Sci mod 1, Risk and Benefits: Entrep mod 1 ...
    20
    Decks
    487
    Flashcards
    7
    Learners
  • IT Management
    IT Management

    IT Management

    By: Jan Svrčina
    Security Policies and Governance, Risk Management, Security Controls ...
    10
    Decks
    333
    Flashcards
    2
    Learners
  • APC Revision
    APC Revision

    APC Revision

    By: Sam Sims
    Contract Administration, Building Pathology, Legal & Regulatory ...
    4
    Decks
    71
    Flashcards
    1
    Learner
  • Good Governance and Social Resposibility
    Good Governance and Social Resposibility

    Good Governance and Social Resposibility

    By: JAY VY ABLOLA
    M0S0 Course Refresher, M1S1 Social Responsibility Framework 📊, M1S2 Strategic Management of Stakeholder Relationship🤝 ...
    9
    Decks
    232
    Flashcards
    6
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Unknown Unknown
    Legal Services, Professional Conduct, Regulatory Role of SRA ...
    8
    Decks
    196
    Flashcards
    1
    Learner

Knowledge Genome

Brainscape helps you reach your goals faster, through stronger study habits.
© 2025 Bold Learning Solutions. Terms and Conditions