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  • Certified Financial Planner (Nov 2023)
    Certified Financial Planner (Nov 2023)

    Certified Financial Planner (Nov 2023)

    By: David Giles
    A.3 Function, purpose, and general structure of financial institutions, A. Professional Conduct and Regulation (8%), A.1 CFP Board’s Code of Ethics and Standards of Conduct ...
    6
    Decks
    82
    Flashcards
    8
    Learners
  • RO1
    RO1

    RO1

    By: James Sharp
    Chapter 1 (6 Exam Questions): The UK financial services industry in its European and global context, Chapter 2 (12 exam questions): How The Retail Consumer Is Served By The Financial Services Industry, Chapter 3 (9 exam questions): Legal concepts and considerations relevant to financial advice ...
    12
    Decks
    961
    Flashcards
    3
    Learners
  • ANZCA Interview
    ANZCA Interview

    ANZCA Interview

    By: Erwin Lim
    Professionalism and Ethical approach (Professional Role)), ANZCA Interview Basics (Medical expert), Clinical questions (Medical Expert) ...
    17
    Decks
    183
    Flashcards
    10
    Learners
  • CFA 1 - BOOK 1
    CFA 1 - BOOK 1

    CFA 1 - BOOK 1

    By: Tarik Imamović
    Quantitative Methods, Financial Statement Analysis, ETHICAL AND PROFESSIONAL STANDARDS ...
    5
    Decks
    161
    Flashcards
    1
    Learner
  • HS 300
    HS 300

    HS 300

    By: Jaleesa Harrigan
    HS 300, Ch8, Ch7 ...
    5
    Decks
    80
    Flashcards
    2
    Learners
  • CFA Level 1
    CFA Level 1

    CFA Level 1

    By: Alex Campolo
    29 - FR&A - Inventories, 30 - FR&A - Long-lived Assets, 1 - Code of Ethics and Standards of Professional Conduct ...
    11
    Decks
    121
    Flashcards
    4
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  • CFA LEVEL 1
    CFA LEVEL 1

    CFA LEVEL 1

    By: ABC 123
    Study Session 1: Ethical and Professional Standards, Study Session 2: Quantitative Methods, Study Session 3: Quantitative Methods ...
    4
    Decks
    140
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    3
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  • ACA - Audit and Assurance
    ACA - Audit and Assurance

    ACA - Audit and Assurance

    By: Ben Beard
    Chapter 1 Reintroduction to audit and assurance, Chapter 2 Accepting engagements, Chapter 3 Quality control ...
    14
    Decks
    152
    Flashcards
    11
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  • REGULATION
    REGULATION

    REGULATION

    By: Sylwia Skoney
    Chapter 1 Section 1-2: Filing Status and Exemptions, Chapter 1 Section 3: Gross Income, Chapter 1 Section 4: Employee Stock Options ...
    35
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    1,021
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    5
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  • CFP® | FP511
    CFP® | FP511

    CFP® | FP511

    By: A C
    LO 1.1.1: Categorize the personal financial process according to the steps outlined in the CFP Board's Practice Standards, LO 1.1.2: Determine whether a financial planner-client relationship constitutes financial planning as stated in the CFP Board Code of Ethics and Standards of Conduct, LO 1.1.3: Evaluate a scenario based on six principles of the CFP Board’s Code of Ethics to determine if there are violations. ...
    61
    Decks
    1,089
    Flashcards
    17
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  • Patient management
    Patient management

    Patient management

    By: Clelia Serra
    Complaints handling, Dealing with violence and aggression, Communication skills: dental anxiety and breaking bad news ...
    12
    Decks
    186
    Flashcards
    2
    Learners
  • Gambling certification
    Gambling certification

    Gambling certification

    By: Leslie Pfannes
    Scope of gambling in the US, Evaluations, definitions/terminology ...
    10
    Decks
    178
    Flashcards
    1
    Learner
  • CFA Level I
    CFA Level I

    CFA Level I

    By: Nicole Patterson
    Quantitative Methods, Economics, Financial Statement Analysis ...
    11
    Decks
    367
    Flashcards
    1
    Learner
  • COMM 229
    COMM 229

    COMM 229

    By: Brad H
    1.1: Introduction, 1.2 What Is Human Resources Management?, 1-3 What Are HRM Systems, Practices, and Policies? ...
    60
    Decks
    1,183
    Flashcards
    1
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  • Audit
    Audit

    Audit

    By: Mike Bratt
    Audit Standards and Engagement Planning, Professional Responsibilities and Ethics, Internal Control ...
    8
    Decks
    272
    Flashcards
    1
    Learner
  • External Audit
    External Audit

    External Audit

    By: Arka barua
    Excel Modules, Module 1 - What is an audit?, Module 2 - Professional Standards, Ethics, Indepedence and Legal Liabilites ...
    13
    Decks
    121
    Flashcards
    1
    Learner
  • SYP Specials Training
    SYP Specials Training

    SYP Specials Training

    By: Steven Byne
    1. NDM, Code Of Ethics & Standards Of Professional Behaviour, 27. Drug Offences And Substance Misuse/ Abuse, 26. Detaining And Escorting Suspects ...
    27
    Decks
    304
    Flashcards
    8
    Learners
  • Financial ethics
    Financial ethics

    Financial ethics

    By: Nicolas Eccel
    Session 2, Session 3 - Windsor - Shareholders wealth maximisation, Session 3 - Brooks - Earnings management ...
    18
    Decks
    240
    Flashcards
    2
    Learners
  • L1 01 Code and Standards
    L1 01 Code and Standards

    L1 01 Code and Standards

    By: Steven Popovic
    a describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards;, Ethics and PIDDICR, The Standards (Underlying) ...
    7
    Decks
    50
    Flashcards
    4
    Learners
  • SFO Police Academy
    SFO Police Academy

    SFO Police Academy

    By: Kristi Martin
    POST Certification & Investigations, Crimes Against Persons II, Ethics ~ Community Relations ...
    8
    Decks
    65
    Flashcards
    2
    Learners
  • Joe's CPA Flashcards - AUD
    Joe's CPA Flashcards - AUD

    Joe's CPA Flashcards - AUD

    By: Josef Storm
    Audit Standards & Engagement Planning, Internal Control, Audit Evidence ...
    9
    Decks
    95
    Flashcards
    3
    Learners
  • SBR
    SBR

    SBR

    By: Daisie Lafford
    Chapter 1 - Frameworks, Chapter 2 - The Professional And Ethical Duty Of The Accountant, Chapter 3 - Performance Reporting And Performance Appraisal ...
    24
    Decks
    160
    Flashcards
    26
    Learners
  • 2017 WAPS
    2017 WAPS

    2017 WAPS

    By: Lisa Meldahl-Quinonez
    1.13 Cuban Missle Crisis, Section 8C Professional Behvior, Section 12B Training Management ...
    8
    Decks
    154
    Flashcards
    2
    Learners
  • NBCOT
    NBCOT

    NBCOT

    By: Megan Hilgers
    OT Process, Ethics, Professional Standards & Responsibilities, Standars of Practice (CHs 3-4), OT Assessments
    2
    Decks
    233
    Flashcards
    2
    Learners
  • AUD - NH
    AUD - NH

    AUD - NH

    By: Nick Holloway
    10 GAAS Standards and 7 Principle, Professional Standards, Quality Control Standards ...
    43
    Decks
    330
    Flashcards
    8
    Learners
  • Specials Training
    Specials Training

    Specials Training

    By: Murphy Wars
    01. NDM, Code Of Ethics & Standards Of Professional Behaviour, 00. Pocket Note Book, 27. Drug Offences And Substance Misuse/ Abuse ...
    28
    Decks
    307
    Flashcards
    3
    Learners
  • PPP Test Revision
    PPP Test Revision

    PPP Test Revision

    By: Isabella Stratton
    Law, Ethics, How to Provide Care ...
    20
    Decks
    163
    Flashcards
    1
    Learner
  • Auditing (india)
    Auditing (india)

    Auditing (india)

    By: prakhar kochar
    Standards On Auditing, Audit Of Nbfc, Audit Of Banks ...
    14
    Decks
    283
    Flashcards
    1
    Learner
  • OCE-Ethics
    OCE-Ethics

    OCE-Ethics

    By: Wanho Li
    Ethics Question Framework, Addressing discrepancies between employer expectations and professional standards, Supervision and assigning care to support personnel (PTAs, Rehabilitation Assistants) ...
    12
    Decks
    179
    Flashcards
    1
    Learner
  • AA
    AA

    AA

    By: aaa a
    Chapter 1 - Reintroduction to audit and assurance, Chapter 2 - Accepting engagements, Chapter 3 - Quality control ...
    21
    Decks
    382
    Flashcards
    1
    Learner

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