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  • CIPP/US
    CIPP/US

    CIPP/US

    By: Griffin Weaver
    Structure of U.S. Law, Enforcement of U.S. Privacy and Security Laws, Information Management from a U.S. Perspective ...
    10
    Decks
    238
    Flashcards
    268
    Learners
  • A- Property 1
    A- Property 1

    A- Property 1

    By: D Acorn
    Gifts - Video 1, Gifts - Video 2, Gifts - Video 3 ...
    33
    Decks
    1,204
    Flashcards
    2
    Learners
  • Salesforce ADMIN -201-Winter2021
    Salesforce ADMIN -201-Winter2021

    Salesforce ADMIN -201-Winter2021

    By: Ginny Bertier
    Business Accounts & Contacts, API Basics & App Builder, Salesforce Basics ...
    14
    Decks
    478
    Flashcards
    73
    Learners
  • The Contemporary World
    The Contemporary World

    The Contemporary World

    By: Denica Shealtiel Enage
    (P) L1: Concepts of Globalization (Transes-based), (P) L2: The Global Economy (Transes-based), (P) L2: The Global Economy (Book-based) ...
    19
    Decks
    692
    Flashcards
    61
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  • SIE
    SIE

    SIE

    By: Nick Wrobel
    Starting deck, Primary and Secondary Markets, Equity Securities ...
    17
    Decks
    675
    Flashcards
    1
    Learner
  • Securities Exam
    Securities Exam

    Securities Exam

    By: Donovan Kattner
    Chapter 1 - Market Participation and Market Structure, Chapter 2 - Regulation, All Chapters ...
    20
    Decks
    649
    Flashcards
    33
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  • Investment Management 3A
    Investment Management 3A

    Investment Management 3A

    By: REAMOHETSOE SEITATOLE TSOEUTE
    Fixed-Income Securities - Defining Elements Part 1, Fixed-Income Securities Defining Elements Part 2, Fixed-Income Securities: Defining Elements Part 3 ...
    13
    Decks
    303
    Flashcards
    1
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  • Fund To Business
    Fund To Business

    Fund To Business

    By: Marin Unknown
    Ch1- Intro, CH4- Entrepreneurs And SME, CH6- The 4P's ...
    12
    Decks
    411
    Flashcards
    1
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  • CFA L1 - Corporate Finance, Equity Investments & Fixed Income
    CFA L1 - Corporate Finance, Equity Investments & Fixed Income

    CFA L1 - Corporate Finance, Equity Investments & Fixed Income

    By: Karishma Hirani
    Part 1. Intro to Corporate Governance and other ESG Considerations, Part 2. Uses of Capital, Part 3. Sources of Capital ...
    16
    Decks
    603
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    5
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  • IMC Unit 1 - Chapter 1
    IMC Unit 1 - Chapter 1

    IMC Unit 1 - Chapter 1

    By: Emily Havers
    Section 1, Section 2 - the role of securities markets in providing liquidity and price transparency, Additional ...
    5
    Decks
    247
    Flashcards
    24
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  • CIPP/E
    CIPP/E

    CIPP/E

    By: Xiuling Zhang
    EU Privacy Laws, Outsourcing, Internet Technology and Communications ...
    18
    Decks
    232
    Flashcards
    601
    Learners
  • CSC
    CSC

    CSC

    By: Virginia Holst
    Chapter 1 - The Canadian Securities Industry, Chapter 2 - The Capital Market, Chapter 3 - The Canadian Regulatory Environment ...
    10
    Decks
    195
    Flashcards
    13
    Learners
  • CIPP-US
    CIPP-US

    CIPP-US

    By: Jared Merkley
    Structure of US Law, Enforcement of U.S. Privacy and Security Laws, Information Management from a U.S. Perspective ...
    14
    Decks
    981
    Flashcards
    662
    Learners
  • Management- Mors 200 Study Guide
    Management- Mors 200 Study Guide

    Management- Mors 200 Study Guide

    By: Heather Clark
    Funeral Service Merchandising- Chapters 1-3, Funeral Service Merchandising- Casket Interior, Funeral Service Merchandising- Interior Materials and Styles ...
    39
    Decks
    2,676
    Flashcards
    175
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  • Foundations
    Foundations

    Foundations

    By: Guam Ko'ko'
    Business of bank supervision, FRB BASE banking and supervision elements, Mortgage Securities ...
    29
    Decks
    1,380
    Flashcards
    24
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  • SIE- CoCo Exam
    SIE- CoCo Exam

    SIE- CoCo Exam

    By: Courtany Derengowski
    Options, Regulation of Securities Markets, Equity Securities ...
    11
    Decks
    297
    Flashcards
    3
    Learners
  • Canadian Securities Course (CSC®)
    Canadian Securities Course (CSC®)

    Canadian Securities Course (CSC®)

    By: Cam V
    Chapter 1 - The Canadian Securities Industry (Done), Chapter 2 - The Capital Market (Done), Chapter 3 - The Canadian Regulatory Environment (Done) ...
    27
    Decks
    503
    Flashcards
    10
    Learners
  • active investment management
    active investment management

    active investment management

    By: Idil Ozdemir
    chapter 1; elements of investments, Chapter 2 ;asset classes and financial instruments, Chapter 3; Securities Markets
    3
    Decks
    78
    Flashcards
    53
    Learners
  • Finance
    Finance

    Finance

    By: Montana Berg
    Test 2- Chapter 5-Monetary Policy, Test 2- Chapter 6: Money Markets, Test 2-Chapter 7: Bond Markets ...
    11
    Decks
    349
    Flashcards
    28
    Learners
  • SIE Exam
    SIE Exam

    SIE Exam

    By: Kathryn O'Connell
    Unit 1: Primary Markets and Secondary Market Trading, Unit 2 Equity Securities, Unit 3 Debt Securities ...
    13
    Decks
    1,113
    Flashcards
    5
    Learners
  • SIE
    SIE

    SIE

    By: Michael Sheen
    IRA's, Account Registration Options, Chapter 1 ...
    10
    Decks
    519
    Flashcards
    1
    Learner
  • CISI: Securities
    CISI: Securities

    CISI: Securities

    By: Joey Rigden
    Chapter 2: Asset Classes, Chapter 4: The Primary Market, Chapter 5: Secondary Markets ...
    11
    Decks
    718
    Flashcards
    7
    Learners
  • LM2
    LM2

    LM2

    By: Patrick Lu
    Chapter 1, Chapter 2 - Risks written in London Market, Chapter 3 - Reinsurance ...
    10
    Decks
    453
    Flashcards
    11
    Learners
  • Series 6
    Series 6

    Series 6

    By: amara destinee
    Equity Securities, Introduction to Investment companies, Regulations of Securities Markets ...
    6
    Decks
    280
    Flashcards
    1
    Learner
  • Series 7 Rep Level
    Series 7 Rep Level

    Series 7 Rep Level

    By: Tom Brandt
    Chapter Test Questions, Chapter 1: Equity Securities, Chapter 2: Issuing - Primary Market ...
    14
    Decks
    4,465
    Flashcards
    3
    Learners
  • global systems and governance
    global systems and governance

    global systems and governance

    By: megan hazard
    global commons - overview, antarctica - background, antarctica - threats ...
    26
    Decks
    418
    Flashcards
    97
    Learners
  • STC Cards
    STC Cards

    STC Cards

    By: Nick Baker
    Chapter 1 - Overview Of Financial Markets And Regulation, Chapter 2 - Registered Representatives and Financial Firms, Chapter 3 - Customer Accounts - Objectives and Tax Issues ...
    11
    Decks
    508
    Flashcards
    5
    Learners
  • CIPP/US 2.5.1
    CIPP/US 2.5.1

    CIPP/US 2.5.1

    By: Kathleen Kramer
    Basic Terms/Privacy Overview, Structure and Enforcement of US Law, Info Management in US ...
    14
    Decks
    341
    Flashcards
    6
    Learners
  • IMC IE Chapter 9
    IMC IE Chapter 9

    IMC IE Chapter 9

    By: Serena Asante
    9.1 The role of the securities markets in providing liquidity and price transparency, 9.2 Why liquidity is important for the efficient allocation of costs, 9.3 Trading securities in the UK ...
    8
    Decks
    318
    Flashcards
    1
    Learner
  • CONWORLD
    CONWORLD

    CONWORLD

    By: Yevi aral na aral
    Globalization, Origins and History of Globalization, Global Migration ...
    10
    Decks
    148
    Flashcards
    7
    Learners

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