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  • CIPP/US - Complete
    CIPP/US - Complete

    CIPP/US - Complete

    By: Allison DiPietro
    Structure of U.S. Law, Enforcement of U.S. Privacy and Security Laws, Information Management from a U.S. Perspective ...
    13
    Decks
    287
    Flashcards
    139
    Learners
  • Equity
    Equity

    Equity

    By: Manny Smith
    LM 1: Market Organization & Structure, LM 2: Security Market Indices, LM 3: Market Efficiency ...
    8
    Decks
    330
    Flashcards
    1
    Learner
  • Series 7
    Series 7

    Series 7

    By: Elijah Pinkevich
    CHAPTER 1 - NEW ISSUES MARKET, CHAPTER 2 - EQUITY SECURITIES, CHAPTER 3 - CHARACTERISTICS OF DEBT SECURITIES ...
    20
    Decks
    880
    Flashcards
    1
    Learner
  • CIPP-US
    CIPP-US

    CIPP-US

    By: Christina Russell
    Ch 1 - Intro to Privacy, Ch 2 - Structure of U.S. Law, Ch 3 - Fed & State Regulators ...
    14
    Decks
    1,111
    Flashcards
    183
    Learners
  • FIN3703
    FIN3703

    FIN3703

    By: Rain 28
    Financial Assets, Financial Markets, Financial Institutions ...
    12
    Decks
    372
    Flashcards
    3
    Learners
  • Series 7
    Series 7

    Series 7

    By: Steven Hermann
    Issuing - Primary Markets 8%, Trading - Secondary Market 6%, Option Contracts 16% ...
    12
    Decks
    616
    Flashcards
    4
    Learners
  • Equity
    Equity

    Equity

    By: Abdulmjeed Almutairi
    READING 39 MARKET ORGANIZATION AND STRUCTURE, READING 40 SECURITY MARKET INDEXES, READING 41 MARKET EFFICIENCY ...
    8
    Decks
    1,109
    Flashcards
    1
    Learner
  • afm 121
    afm 121

    afm 121

    By: lucy gap
    unit 1 | the capital market, unit 2 | the canadian securities industry, unit 3 | the canadian regulatory environment ...
    12
    Decks
    285
    Flashcards
    8
    Learners
  • investments
    investments

    investments

    By: Duncan Ramler
    Chapter 1 - background and issues, Chapter 2 - asset classes and financial instruments, Chapter 3 - securities markets ...
    14
    Decks
    715
    Flashcards
    2
    Learners
  • BSA 33P
    BSA 33P

    BSA 33P

    By: Angel Lea Regalado
    Chapter 1 [Quality Audit: Why It Matters], Chapter 5 [Professional Auditing Standards and the Audit Opinion Formulation Process], Chapter 2 [The Auditor’s Responsibilities Regarding Fraud and Mechanisms to Address Fraud: Regulation and Corporate Governance] ...
    21
    Decks
    1,801
    Flashcards
    15
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  • Intro to Business
    Intro to Business

    Intro to Business

    By: Anne-Marie Brochu
    Legal Forms of Ownership, The Business Environment, Factors of Production & Competition ...
    13
    Decks
    198
    Flashcards
    1
    Learner
  • FARS - Roger CPA
    FARS - Roger CPA

    FARS - Roger CPA

    By: Amanda Huot
    Conceptual Framework and IFRS, Cash and Cash Equivalents, Cost and Equity Method ...
    13
    Decks
    219
    Flashcards
    17
    Learners
  • Abs APC
    Abs APC

    Abs APC

    By: Abhinav Shally
    Ethics, Rules Of Conduct & Professionalism, Client Care, Communication & Negotiation ...
    18
    Decks
    602
    Flashcards
    5
    Learners
  • Joe's CPA Flashcards - FAR
    Joe's CPA Flashcards - FAR

    Joe's CPA Flashcards - FAR

    By: Josef Storm
    Basic Concepts and Framework, Financial Statement Analysis, Cash, Current Assets & Balance Sheet Presentation ...
    30
    Decks
    1,148
    Flashcards
    151
    Learners
  • Level 5 Corporate Financial Management
    Level 5 Corporate Financial Management

    Level 5 Corporate Financial Management

    By: Elliot Shatford
    Framework & Environment CFM, Capital Markets & Securities, Investment Appraisal 1
    3
    Decks
    65
    Flashcards
    1
    Learner
  • Principles of Investing
    Principles of Investing

    Principles of Investing

    By: Cody Raudebaugh
    Chapter 1 Preparing to Invest, Chapter 2 Securities Markets and Transactions, Chapter 3 Investment Information and Securities Transactions ...
    4
    Decks
    143
    Flashcards
    14
    Learners
  • Corporate Financne
    Corporate Financne

    Corporate Financne

    By: Iris Cazaux
    Risk Return, Portfolio Theory and CAPM, Corporate Valuation ...
    10
    Decks
    468
    Flashcards
    1
    Learner
  • CL
    CL

    CL

    By: Kat Watson
    1. Sale of Goods: The Contract of Sale, Passing of Property, Risk and Title, The Seller's Duties and the Buyer's Remedies ...
    47
    Decks
    862
    Flashcards
    215
    Learners
  • Investment Foundations
    Investment Foundations

    Investment Foundations

    By: Alyssa Langis
    Chapter 1, Chapter 2, Chapter 3 ...
    20
    Decks
    325
    Flashcards
    6
    Learners
  • FIN328 Real Estate Analysis and Funding
    FIN328 Real Estate Analysis and Funding

    FIN328 Real Estate Analysis and Funding

    By: Elli Izō
    Overview, RE Valuation Techniques, RE Market Sectors ...
    8
    Decks
    290
    Flashcards
    2
    Learners
  • Intro to Finance
    Intro to Finance

    Intro to Finance

    By: Lisa Chueh
    Intro to Financial Intermediaries, Intro to Financial Instruments, Personal Finance: Budgeting ...
    11
    Decks
    390
    Flashcards
    1
    Learner
  • LM2 - Cert CII
    LM2 - Cert CII

    LM2 - Cert CII

    By: Lauren Pedel
    Chapter 3 - Reinsurance, Chapter 4 - Market Security, Chapter 5 - Legal & Regulatory Requirements ...
    9
    Decks
    403
    Flashcards
    23
    Learners
  • LM2
    LM2

    LM2

    By: toby futcher
    1. Business nature of the London Market, 2. Risks written in the London Market, 3. Reinsurance ...
    10
    Decks
    151
    Flashcards
    9
    Learners
  • CFP 502- Investment planning
    CFP 502- Investment planning

    CFP 502- Investment planning

    By: Rebeca Boroica
    502- 1 Security Markets and Economic Environment, 502- 2 Investment Risk and Return, 502-3 Modern Portfolio Theory and Behavioral Finance ...
    6
    Decks
    388
    Flashcards
    10
    Learners
  • Fixed Income
    Fixed Income

    Fixed Income

    By: Abdulmjeed Almutairi
    READING 47 FIXED-INCOME INSTRUMENT FEATURES, READING 48 FIXED-INCOME CASH FLOWS AND TYPES, READING 49 FIXED-INCOME ISSUANCE AND TRADING ...
    19
    Decks
    827
    Flashcards
    1
    Learner
  • GTPR Flashcards
    GTPR Flashcards

    GTPR Flashcards

    By: Deleted Deleted
    Fundamentals & Insurance: Client Psychology, Fundamentals & Insurance: Benchmarks, Fundamentals & Insurance: Economics and Consumer Protection ...
    11
    Decks
    1,607
    Flashcards
    1
    Learner
  • CFA Level II Alts & Fixed Income
    CFA Level II Alts & Fixed Income

    CFA Level II Alts & Fixed Income

    By: John Marshall
    Reading 43 - Investing in Hedge Funds: A Survey, Reading 45 - Credit Analysis Models, Reading 46 - Term Structure and Volatility of Interest Rates ...
    7
    Decks
    262
    Flashcards
    27
    Learners
  • FMI
    FMI

    FMI

    By: Isabela Fernandes
    Money Markets, Bond Markets, Stock market ...
    10
    Decks
    223
    Flashcards
    1
    Learner
  • CFA Level I
    CFA Level I

    CFA Level I

    By: David Bissonnette
    Ethics and Trust in the Investment Profession, Code of Ethics and Standards of Professional Conduct, Guidance for Standards I–VII ...
    55
    Decks
    623
    Flashcards
    2
    Learners
  • Investing
    Investing

    Investing

    By: Sridhar Thakkalapally
    CFP - Formulas, Introduction to Stocks, Fixed-Income Securities ...
    32
    Decks
    522
    Flashcards
    3
    Learners

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