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Learn Securities Markets

Study Securities Markets using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • Series 65
    Series 65

    Series 65

    By: Eduardo Senior
    3.1 Markets and Market Participants, 2.1 Investment Company Securities, 2.2.5 Life Insurance
    3
    Decks
    76
    Flashcards
    3
    Learners
  • CWM 1 - Financial Markets
    CWM 1 - Financial Markets

    CWM 1 - Financial Markets

    By: Ben Gow
    Chapter 5 - Risk and Returns, Chapter 8 - Property, Chapter 2 - Core Accounting Principles ...
    6
    Decks
    84
    Flashcards
    9
    Learners
  • J12 securities advice and dealing
    J12 securities advice and dealing

    J12 securities advice and dealing

    By: Ashley Deleane
    Calculations, 1. Analyse the characteristics, features, behaviours and risks of securities and equities in the context of the market for these products (39), 2. Understand the structure, features, and regulatory and trading environment of the securities market (9) ...
    7
    Decks
    100
    Flashcards
    3
    Learners
  • Solomon SIE Exam Prep
    Solomon SIE Exam Prep

    Solomon SIE Exam Prep

    By: Kris Queen
    1.1 Equity Securities, Chapter 3 Investment Companies, Life Insurance Products, And Other Packaged Securities, 2.14 Money market securities ...
    23
    Decks
    299
    Flashcards
    1
    Learner
  • Equity/Alternative
    Equity/Alternative

    Equity/Alternative

    By: Manol Chew
    I-Market Organization-4, II-Indexes/Market Efficiency-3, III-Equity Securities/Valuation-2 ...
    5
    Decks
    104
    Flashcards
    2
    Learners
  • CMA Part 2
    CMA Part 2

    CMA Part 2

    By: Daniel Couri
    Unit 1: Ethics, More, Unit 2: Fraud and Risk Management ...
    13
    Decks
    292
    Flashcards
    3
    Learners
  • Finance 1
    Finance 1

    Finance 1

    By: Dominique Higgins
    Time Value of money (LECTURE 2), Sources of Corporate Finance (LECTURE 3), Valuation of Securities (LECTURE 4) ...
    7
    Decks
    219
    Flashcards
    7
    Learners
  • Finance 261
    Finance 261

    Finance 261

    By: Maxwell Nalder
    Topic 1: Investment Alternatives, Security Markets, Returns and Risks ...
    8
    Decks
    194
    Flashcards
    1
    Learner
  • Dee Review
    Dee Review

    Dee Review

    By: Diane Gutierrez
    Series 7 REVIEW IT!, Unit 1: The New Issues Market, Unit 2: Equity Securities ...
    9
    Decks
    207
    Flashcards
    1
    Learner
  • FNS 250 Intro to Food Systems
    FNS 250 Intro to Food Systems

    FNS 250 Intro to Food Systems

    By: Ruth Cui
    Module 1: Introduction to Food Systems, Module 2: Changes in Our Food System, Module 3: Crop Production ...
    8
    Decks
    167
    Flashcards
    4
    Learners
  • FAR -My Own
    FAR -My Own

    FAR -My Own

    By: Monir Uzzaman
    FAR (My Own), FAR (Marketable Securities ), FAR ( Working Capital) ...
    10
    Decks
    317
    Flashcards
    2
    Learners
  • Fixed income
    Fixed income

    Fixed income

    By: Manny Smith
    LM 1: Fixed Income Features, Cash Flows, Issuance, & Trading, LM 2: Fixed Income Markets, LM 3: Fixed Income Valuation: Prices, Yields, Interest Rates, & Term Structure ...
    6
    Decks
    357
    Flashcards
    5
    Learners
  • S7 Wiley
    S7 Wiley

    S7 Wiley

    By: Barry Feddema
    C10 Issuing Corporate Securities, C17 Direct Participation Programs (DPPs), C1 Equity Securties ...
    6
    Decks
    180
    Flashcards
    1
    Learner
  • FAR
    FAR

    FAR

    By: Monio Mark
    Accounting standards and conceptual frameworks, Comprehensive Income, Balance Sheet and Disclosures Overview ...
    52
    Decks
    820
    Flashcards
    6
    Learners
  • CIPP/US
    CIPP/US

    CIPP/US

    By: Snarkadark P
    Ch 1 - Intro to Privacy, Ch 2 - Structure of U.S. Law, Ch 3 - Fed & State Regulators ...
    14
    Decks
    1,111
    Flashcards
    1
    Learner
  • CFA
    CFA

    CFA

    By: Patrick R
    Reading 45 - Cost of Capital, Reading 29 - Financial Statement Analysis: An Introduction, Reading 60 - Features of Debt Securities ...
    5
    Decks
    29
    Flashcards
    1
    Learner
  • Investment Planning
    Investment Planning

    Investment Planning

    By: Ethan Hightower
    Key Principles of Investing, Securities Markets, the SEC, and the Fed, Equity Securities ...
    14
    Decks
    264
    Flashcards
    1
    Learner
  • SFA
    SFA

    SFA

    By: Will Meeks
    Organization Setup (3%), User Setup (7%), Security and Access (13%) ...
    12
    Decks
    265
    Flashcards
    4
    Learners
  • Securities Industry Essentials® (SIE®) - Sandbox
    Securities Industry Essentials® (SIE®) - Sandbox

    Securities Industry Essentials® (SIE®) - Sandbox

    By: David Giles
    1.1.1 The Securities and Exchange Commission (SEC), 1.1.2 Self-regulatory Organizations (SROs), 1.1.3 Other Regulators and Agencies ...
    34
    Decks
    183
    Flashcards
    2
    Learners
  • BC Introduction to Business BSAD B20
    BC Introduction to Business BSAD B20

    BC Introduction to Business BSAD B20

    By: Aricia Leighton
    Chapter 1 Understanding Economic Systems and Business, Chapter 2 Making Ethical Decisions and Managing a Socially Responsible Business, Chapter 3 Competing in the Global Marketplace ...
    17
    Decks
    622
    Flashcards
    17
    Learners
  • Datafication
    Datafication

    Datafication

    By: Simon Sardorf
    Lecture 1: Data protection in context, Lecture 2: Scope of application, Lecture 3: Principles and Sanctions ...
    9
    Decks
    129
    Flashcards
    4
    Learners
  • Managerial Finance
    Managerial Finance

    Managerial Finance

    By: Emily James
    Intro (Week 1), Discounting and Present Values (Week 1), The Time Value of Money (Week 2) ...
    19
    Decks
    304
    Flashcards
    7
    Learners
  • AE CM2
    AE CM2

    AE CM2

    By: Nadine Pereira
    Chapter 2 Utility Theory, Chapter 12 Characteristics Of Derivative Securities, Chapter 9 Brownian Motion And Martingales ...
    6
    Decks
    78
    Flashcards
    5
    Learners
  • Investment Planning
    Investment Planning

    Investment Planning

    By: Alexander Ling
    Module 1 Securities Market and Money Market, Module 2 Debt Investments, Module 3 Equity Investments and Managed Assets ...
    8
    Decks
    497
    Flashcards
    1
    Learner
  • CFA: Equities
    CFA: Equities

    CFA: Equities

    By: Gareth James
    Equities: Market Organization and Structure, Equities: Security Market Indices, Equities: Market Efficiency ...
    6
    Decks
    101
    Flashcards
    1
    Learner
  • Series 7
    Series 7

    Series 7

    By: Hudson Good
    Series 7 Terms, Series 7 STC Municipal Bonds (Ch. 7), Series 7 STC U.S. Treasury and Gov. Agency (Ch. 8) ...
    21
    Decks
    2,573
    Flashcards
    1
    Learner
  • Series 65 - Unit 2: Types and Characteristics of Fixed Income (Debt) Securities
    Series 65 - Unit 2: Types and Characteristics of Fixed Income (Debt) Securities

    Series 65 - Unit 2: Types and Characteristics of Fixed Income (Debt) Securities

    By: john Allen
    Lesson 2.1: Bonds as Fixed Income Securities, Lesson 2.2: Bond Math, Lesson 2.3: Corporate and Treasury Debt Securities ...
    7
    Decks
    135
    Flashcards
    1
    Learner
  • Salesforce Marketing Cloud Admin
    Salesforce Marketing Cloud Admin

    Salesforce Marketing Cloud Admin

    By: Joanne Putney
    Setup (38%) - Configuring Business Units, User and Permissions, Security and Passwords 1/4, Setup (38%) - Given a Scenario, Determine how to Configure Integrations 2/4, Setup (38%) - Identify the Features in Setup Home 3/4 ...
    18
    Decks
    133
    Flashcards
    9
    Learners
  • RM APC Flashcards
    RM APC Flashcards

    RM APC Flashcards

    By: Rachel Meir
    Optional - Leasing Letting (L3) - done (exl. subs), Mandatory - Inclusive Environments (L1) done, Mandatory - Client Care (L2) done ...
    22
    Decks
    794
    Flashcards
    1
    Learner
  • My SIE study Guide cards
    My SIE study Guide cards

    My SIE study Guide cards

    By: Kris Queen
    Corporate bonds A, Equity Securities; Rights, Equity Securities; Warrants And ADRs ...
    16
    Decks
    102
    Flashcards
    1
    Learner

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