1
Q
What is included in Trading Expenses?
A
- Brokerage commissions
- Exchange fees
- Bid - Offer Spread
- Taxes
- Custodial fees NOT INCLUDED
2
Q
Disclosures required for Derivatives
A
- Use and extent of leverage
- Short position if material
- Frequency of use of derivatives
- Characteristics of the derivatives in order to be able to identify risks
- Decompostion of risk factors NOT REQUIRED
CFA LEVEL 3 2019
flashcards
Decks in class (26)
# Cards
-
R35 Execution of Portfolio Decisions24
-
R26 Intro to Equity Portfolio Management6
-
R27 Passive Equity Investing6
-
R25 Fixed Income Credit Strategies18
-
R7 The Behavioral Finance Perspective11
-
R11 Taxes and Private Wealth Management in a Global Context33
-
R28 Active Equity Investing: Strategies23
-
R12 Estate Planning in a Global Context13
-
R13 Concentrated Single-Asset Positions16
-
R14 Risk Management for Individuals22
-
R15 Managing Institutional Investor Portfolios56
-
R29 Active Equity Investing: Portfolio Construction19
-
Fixed Income Refresher2
-
R24 Yield Curve Strategies17
-
R21 Currency Management24
-
R18 Introduction to Asset Allocation10
-
R19 Principles of Asset Allocation16
-
Combined decks393
-
Asset Manager Code of conduct10
-
GIPS2
-
Options & Swaps10
-
R30 Alternative Investments28
-
R17 Equity Valuation11
-
R16 CME31
-
R5 Asset Mgt Industry8
-
R6 Professionalism6
