This class was created by Brainscape user Emily Havers. Visit their profile to learn more about the creator.

Decks in this class (19)

MiFID/ MiFID II/ MiFIR
No deck description has yet been added by the author.
32  cards
UCITS Directive/ AIFMD/ Additional
No deck description has yet been added by the author.
30  cards
UK Regulation
No deck description has yet been added by the author.
49  cards
Regulation of Pension Funds
No deck description has yet been added by the author.
10  cards
FCA Objectives and High Level Standards
No deck description has yet been added by the author.
30  cards
Regulation of Investment Exchanges
No deck description has yet been added by the author.
23  cards
FCA Business Standards
No deck description has yet been added by the author.
21  cards
Client Agreements
No deck description has yet been added by the author.
25  cards
Identifying Client Needs
No deck description has yet been added by the author.
4  cards
Dealing and Managing
No deck description has yet been added by the author.
6  cards
Use of dealing comission
No deck description has yet been added by the author.
7  cards
Investment research
No deck description has yet been added by the author.
5  cards
Packaged products
No deck description has yet been added by the author.
4  cards
Reporting
No deck description has yet been added by the author.
5  cards
Client Assets Source Book CASS
No deck description has yet been added by the author.
6  cards
Client Money rules
No deck description has yet been added by the author.
4  cards
FCA Supervision and Redress
No deck description has yet been added by the author.
15  cards
Financial Crime
No deck description has yet been added by the author.
39  cards
From Book
No deck description has yet been added by the author.
25  cards

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imc chapter 3

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