IMC IE Chapter 3

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Flashcard maker: Serena Asante

Decks in this class (9)

IMC Chapter 3 - 3.1 - Contextual Points
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11  cards
IMC Chapter 3 - 3.2 - Client Categorisation
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33  cards
IMC Chapter 3 - 3.3 - Communicating with clients, including financial promotions
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25  cards
IMC Chapter 3 - 3.4 - Product disclosures
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25  cards
IMC Chapter 3 - 3.5 - Firm Information
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5  cards
IMC Chapter 3 - 3.6 - Client agreements and suitability
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16  cards
IMC Chapter 3 - 3.7 - Appropriateness (for non-advised services)
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29  cards
IMC Chapter 3 - 3.8 - Reporting Info to Clients/ Client Assets / Record Keeping
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37  cards
Chapter 3 - Quick Ref cards
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1  cards

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IMC IE Chapter 3

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