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Series 65 flashcards

Kaplan Series 65

This class was created by Brainscape user Richard Schickel. Visit their profile to learn more about the creator.

By: Richard Schickel
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Decks in this class (9)

Unit 1 Types & Characteristics of Equity Securities (Study Guide)
Self
66  cards
Unit 1 Types & Characteristics of Equity Securities (Testing)
Which of the following statements...,
An investor who chooses to use pr...,
Julie owns 100 shares of ccc at 2...
50  cards
Unit 2 - Types & Characteristics of Fixed-Income (Debt) Securities (Study Guide)
According to standard poor s rati...,
Which of the following statements...,
A bond would be considered specul...
43  cards
Unit 2 - Types & Characteristics of Fixed-Income (Debt) Securities (Testing)
Derp corporation has issued 5 con...,
Which of the following is the mos...,
Regardless of the nature of the i...
94  cards
Unit 3 - Pooled Investments (Study Guide)
There are three borad types of in...,
What is a management investment c...,
What are the two types of managem...
114  cards
Unit 3 - Pooled Investments (Testing)
When reviewing the prospectus of ...,
If an investor wants to invest in...,
Which of the following clients wo...
76  cards
Unit 4 - Types & Characteristics of Derivative Securities (Study Guide)
What are derivative securities,
What do option contacts offer inv...,
What is an option
53  cards
Unit 4 - Types and Characteristics of Derivative Securities (Testing)
A commodities speculator purchase...,
You have a client who has sold sh...,
Buying a put option on a security...
14  cards
Unit 5 - Alternative Investments & Other Assets (Study Guide)
What is a direct participation pr...,
In a direct participation program...,
One of the ways that investing in...
6  cards

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Kaplan Series 65

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