This class was created by Brainscape user Karim Mostafa. Visit their profile to learn more about the creator.

Flashcard maker: Karim Mostafa

Decks in this class (11)

Chapter 1 Summary Points
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6  cards
Chapter 2: How the retail consumer is served by the financial services industry
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23  cards
Chapter 3: Legal concepts and considerations relevant to financial advice
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14  cards
Chapter 4: Financial services regulation
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10  cards
Chapter 5: UK financial services regulators PART A
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12  cards
Chapter 5: UK financial services regulators PART B
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20  cards
Chapter 6: Principles and rules as set out in the regulatory framework
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24  cards
Chapter 7: The regulatory advice process
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20  cards
Chapter 8: Client advising skills
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5  cards
Chapter 9: FCA Principles and outcome-based regulation
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12  cards
Chapter 10: Ethics and professional standards
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8  cards

More about R01 Karim

  • Class purpose General learning

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