This class was created by Brainscape user Ben Gurley. Visit their profile to learn more about the creator.

Flashcard maker: Ben Gurley

Decks in this class (34)

Customer Accounts
The creator of this deck did not yet add a description for what is included in this deck.
85  cards
Margin Rules
The creator of this deck did not yet add a description for what is included in this deck.
35  cards
Long Margin Accounts
The creator of this deck did not yet add a description for what is included in this deck.
17  cards
Short Margin Accounts
The creator of this deck did not yet add a description for what is included in this deck.
6  cards
Margin on Options
The creator of this deck did not yet add a description for what is included in this deck.
10  cards
Account Chapter Test Questions
The creator of this deck did not yet add a description for what is included in this deck.
9  cards
New Issues - Corporate Underwritings
The creator of this deck did not yet add a description for what is included in this deck.
37  cards
New Issues - Municipal Underwritings
The creator of this deck did not yet add a description for what is included in this deck.
25  cards
New Issues - US Gov't and Agency Underwritings
The creator of this deck did not yet add a description for what is included in this deck.
17  cards
Investment Companies - Overview
The creator of this deck did not yet add a description for what is included in this deck.
9  cards
Investment Companies - Management Companies
The creator of this deck did not yet add a description for what is included in this deck.
55  cards
Investment Companies - Variable Annuities
The creator of this deck did not yet add a description for what is included in this deck.
23  cards
Investment Companies - REITs and BDCs
The creator of this deck did not yet add a description for what is included in this deck.
15  cards
Investment Companies - Retirement / Education / Health Savings Plans
The creator of this deck did not yet add a description for what is included in this deck.
31  cards
Investment Companies - Test Questions
The creator of this deck did not yet add a description for what is included in this deck.
45  cards
Taxes & Tax Shelters - Types of Taxable Income
The creator of this deck did not yet add a description for what is included in this deck.
12  cards
Taxes & Tax Shelters - Taxation of Corporate and Gov't Securities
The creator of this deck did not yet add a description for what is included in this deck.
17  cards
Taxes & Tax Shelters - Taxation of Muni Bonds
The creator of this deck did not yet add a description for what is included in this deck.
7  cards
Taxes & Tax Shelters - Taxation of Equity Options
The creator of this deck did not yet add a description for what is included in this deck.
7  cards
Taxes & Tax Shelters - Other Tax Rules
The creator of this deck did not yet add a description for what is included in this deck.
23  cards
Taxes & Tax Shelters - Tax Advantaged Investments
The creator of this deck did not yet add a description for what is included in this deck.
40  cards
Taxes & Tax Shelters - Test Questions
The creator of this deck did not yet add a description for what is included in this deck.
10  cards
Regulations - Securities Act of 1933
The creator of this deck did not yet add a description for what is included in this deck.
50  cards
Regulations - Securities Exchange Act of 1934
The creator of this deck did not yet add a description for what is included in this deck.
56  cards
Regulations - Test Questions
The creator of this deck did not yet add a description for what is included in this deck.
13  cards
Regulations - Other Federal and State Regulations
The creator of this deck did not yet add a description for what is included in this deck.
27  cards
Regulations - FINRA Rules
The creator of this deck did not yet add a description for what is included in this deck.
53  cards
Regulations - MSRB Rules
The creator of this deck did not yet add a description for what is included in this deck.
24  cards
Regulations - CBOE
The creator of this deck did not yet add a description for what is included in this deck.
1  cards
Analysis - Fundamental Analysis
The creator of this deck did not yet add a description for what is included in this deck.
19  cards
Analysis - Economic Analysis
The creator of this deck did not yet add a description for what is included in this deck.
9  cards
Analysis - Test Questions
The creator of this deck did not yet add a description for what is included in this deck.
1  cards
Debt
The creator of this deck did not yet add a description for what is included in this deck.
107  cards
General Test Questions
The creator of this deck did not yet add a description for what is included in this deck.
317  cards

More about Series 7

  • Class purpose General learning

The creator of this class did not yet add a description for what is included in this class.

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