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  • Corporate Finance Regulation
    Corporate Finance Regulation

    Corporate Finance Regulation

    By: Phil Moore
    1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...
    25
    Decks
    724
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    1
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  • comm 308: introduction to corporate finance
    comm 308: introduction to corporate finance

    comm 308: introduction to corporate finance

    By: Cesar A. Contla
    CHAPTER 1: AN INTRODUCTION TO FINANCE PP, CHAPTER 2: BUSINESS (CORPORATE) FINANCE PP, chapter 5 book: Time Value of Money ...
    13
    Decks
    556
    Flashcards
    15
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  • Chapter 1. Financial Markets & Institutions
    Chapter 1. Financial Markets & Institutions

    Chapter 1. Financial Markets & Institutions

    By: Vemula Shravya
    Financial Services Industry, The Main Financial Institutions, Role Of The Government ...
    30
    Decks
    217
    Flashcards
    3
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  • afm 121
    afm 121

    afm 121

    By: lucy gap
    unit 1 | the capital market, unit 2 | the canadian securities industry, unit 3 | the canadian regulatory environment ...
    12
    Decks
    285
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    8
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  • SIE EXAM Pass Perfect
    SIE EXAM Pass Perfect

    SIE EXAM Pass Perfect

    By: Lorri Able
    EQUITIES, DEBT, PACKAGED PRODUCTS ...
    10
    Decks
    31
    Flashcards
    19
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  • 1. AF4
    1. AF4

    1. AF4

    By: Angela Geraghty
    Calculations, Investment Process & wrappers, Derivatives ...
    21
    Decks
    383
    Flashcards
    2
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  • B) 5-9: SIE Practice Exam
    B) 5-9: SIE Practice Exam

    B) 5-9: SIE Practice Exam

    By: shayan modjtehedi
    Chapter 5 - Other Managed Products, Chapter 6 - Options, Chapter 7 - Suitability and Investment Risks ...
    5
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    412
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    4
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  • SIE
    SIE

    SIE

    By: JOHN BURNS
    Securities Underwriting, Equity Securities, Debt Securities - Corp and U.S. ...
    9
    Decks
    446
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    1
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  • MGST 451 - Corporate Governance and Ethical Decision Making
    MGST 451 - Corporate Governance and Ethical Decision Making

    MGST 451 - Corporate Governance and Ethical Decision Making

    By: James Alexander De Castro
    Chapter 7- CEO Succession, Chapter 8 - Executive Compensation, Chapter 9 - Executive Equity Ownbership ...
    5
    Decks
    217
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    5
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  • HS328 Investment Planning
    HS328 Investment Planning

    HS328 Investment Planning

    By: Ashleigh Baratta
    Chapter 2: Market Structure, Asset Classes, And Securities Law, Chapter 3: Risk & Return, Chapter 4: Portfolio Theory ...
    9
    Decks
    357
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    2
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  • Technical Analysis Course (TAC)
    Technical Analysis Course (TAC)

    Technical Analysis Course (TAC)

    By: Cam V
    Chapter 1 - An Overview of Technical Analysis (Done), Chapter 2 - Methods of Charting (Done), Chapter 3 - Trend Analysis ...
    15
    Decks
    451
    Flashcards
    2
    Learners
  • BMAR 222
    BMAR 222

    BMAR 222

    By: Gundo M
    SU 1: Introduction, Brand Image And Positioning, SU 2: Brand Architecture And The Brand Relationship Spectrum, SU 3: Brand Equity And Brand Value Chain ...
    10
    Decks
    153
    Flashcards
    5
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  • Economics
    Economics

    Economics

    By: 5H17 Wong Lok Hang Curtis
    Basic economic concepts, Ownership of firms, Production and expansion ...
    11
    Decks
    164
    Flashcards
    2
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  • Behavioral Finance
    Behavioral Finance

    Behavioral Finance

    By: jacob freitag
    Lecture 1–2: Efficient Markets & Challenges to EMH, Lecture 3–4: Prospect Theory, Lecture 5–6: Disposition Effect ...
    9
    Decks
    113
    Flashcards
    1
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  • Securities And Investments
    Securities And Investments

    Securities And Investments

    By: Courtney @Brainscape
    Chapter 1 - The Financial Services Industry, Chapter 2 - The Economic Environment, Chapter 3 - Financial Assets and Markets ...
    10
    Decks
    236
    Flashcards
    7
    Learners
  • CFA Exam Level 3 Kaplan
    CFA Exam Level 3 Kaplan

    CFA Exam Level 3 Kaplan

    By: Nick Polito
    Ethics 3, Capital Market Expectations, Ethics ...
    11
    Decks
    449
    Flashcards
    3
    Learners
  • CFA
    CFA

    CFA

    By: john jagerson
    Quantitative Analysis, Corporate Finance: Capital Budgeting, Ethics ...
    36
    Decks
    288
    Flashcards
    6
    Learners
  • Equity Investments
    Equity Investments

    Equity Investments

    By: Lakshmi Maddali
    market indexes, Market efficiency, Equity Securities Overview ...
    7
    Decks
    342
    Flashcards
    1
    Learner
  • Economics
    Economics

    Economics

    By: Edwin Ong
    Theory of Demand and Supply, Theory of Elasticity, Market Failure (Externalities and Public Goods)) ...
    8
    Decks
    114
    Flashcards
    1
    Learner
  • AFM 121
    AFM 121

    AFM 121

    By: Jessica Ou Yang
    Chapter 1: The Capital Market, Chapter 2: The Canadian Securities Industry, Chapter 3: The Canadian Regulatory Environment ...
    12
    Decks
    478
    Flashcards
    4
    Learners
  • AFM 121
    AFM 121

    AFM 121

    By: Beatrice Canete
    Week 1: The Capital Market, Week 2: The Canadian Securities Industry, Week 3: Canadian Regulatory Environment ...
    15
    Decks
    254
    Flashcards
    1
    Learner
  • IMC Part 2
    IMC Part 2

    IMC Part 2

    By: Linn Tengvall
    Chapter 4: Equities, Chapter 5 - Issuing Equities, Chapter 6: Debt: Types and Features ...
    13
    Decks
    229
    Flashcards
    1
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  • IFM
    IFM

    IFM

    By: Yulisa Lo
    Options, Market Efficiency and Behavioral Finance, Greeks ...
    11
    Decks
    131
    Flashcards
    15
    Learners
  • CISI
    CISI

    CISI

    By: Gracie Lam
    Chapter 1, Ethics And Integrity, Chapter 2, Saving And Borrowing, Chapter 3, Banking ...
    9
    Decks
    155
    Flashcards
    1
    Learner
  • IFM
    IFM

    IFM

    By: Camille Leduc
    Introduction to derivatives, Project analysis, Efficient Market Hypothesis (EMH) ...
    19
    Decks
    324
    Flashcards
    13
    Learners
  • ARM
    ARM

    ARM

    By: Erkin Asefi
    Chapter 0 - ACC, Chapter 1 - Actuarial acdvice, Chapter 2 - External environment ...
    42
    Decks
    491
    Flashcards
    4
    Learners
  • ARM 2023
    ARM 2023

    ARM 2023

    By: Michael Mariano
    Chapter 0: Actuarial Control Cycle, Chapter 1: Actuarial Advice, Chapter 2: External Environment ...
    39
    Decks
    806
    Flashcards
    2
    Learners
  • CIMA
    CIMA

    CIMA

    By: Shenandoah Sampson
    Statistics, TVM & Economics, Capital Markets ...
    22
    Decks
    352
    Flashcards
    11
    Learners
  • CIMA 2023
    CIMA 2023

    CIMA 2023

    By: Jess Perks
    Section I.A. Statistics, TVM, Economics ...
    13
    Decks
    294
    Flashcards
    1
    Learner
  • Commodities Book
    Commodities Book

    Commodities Book

    By: Hannah Adler
    Interview With Hank Who Buys And Stores Wheat, Farmer pov, Market Participants ...
    9
    Decks
    192
    Flashcards
    2
    Learners

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