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  • AWS Whitepaper Summary
    AWS Whitepaper Summary

    AWS Whitepaper Summary

    By: Carlo Berwite
    AWS Basic Cloud Concept, Analytics, Application Integration ...
    26
    Decks
    251
    Flashcards
    2
    Learners
  • CISI Securities
    CISI Securities

    CISI Securities

    By: Jack Hazell
    Chapter 1: The Financial Services Industry, Chapter 2: Asset Classes
    2
    Decks
    88
    Flashcards
    1
    Learner
  • CEAL Definitions
    CEAL Definitions

    CEAL Definitions

    By: Lindsay Harrison
    Residential Services, Leadership & Goverance, Physical Environment Management ...
    5
    Decks
    189
    Flashcards
    3
    Learners
  • R01 Chapter 5A: Responsibilities and approach to regulation
    R01 Chapter 5A: Responsibilities and approach to regulation

    R01 Chapter 5A: Responsibilities and approach to regulation

    By: Lauren Tall
    5A.1 The Financial Services Act 2012, 5A.2 FCA - The basics, 5A.3 FCA divisions ...
    4
    Decks
    272
    Flashcards
    2
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Nina de Puy Kamp
    Financial Services, Money Laundering, Funding ...
    5
    Decks
    46
    Flashcards
    1
    Learner
  • PcM
    PcM

    PcM

    By: E. J
    Obj. 1.3 Ethics, Obj. 1.2, Obj. 1.1 - Resources with the Practice ...
    30
    Decks
    246
    Flashcards
    25
    Learners
  • SQE2
    SQE2

    SQE2

    By: Lewis Taylor
    Ethics, Money Laundering and Financial Services, Tax ...
    11
    Decks
    184
    Flashcards
    3
    Learners
  • BCS
    BCS

    BCS

    By: Michael Henry-Rose
    BCS Foundation Total, What is Business analysis - Module 1, Competencies of a Business analyst - Module 2 ...
    15
    Decks
    511
    Flashcards
    30
    Learners
  • UKFR
    UKFR

    UKFR

    By: Lee Stapleton
    Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1 ...
    25
    Decks
    288
    Flashcards
    3
    Learners
  • PERSONAL FINANCE
    PERSONAL FINANCE

    PERSONAL FINANCE

    By: Kurth Angel Cuevas
    INTRODUCTION TO FINANCE, FINANCIAL STATEMENT, PERSONAL INCOME TAX RATES IN THE PHILIPPINES ...
    5
    Decks
    58
    Flashcards
    1
    Learner
  • Series 24
    Series 24

    Series 24

    By: Christopher Oglesby
    1. Registration of a Broker-Dealer, 2. Registration of Associated Persons (APs), 3. Written Supervisory Procedures (WSPs) and Compliance Controls ...
    19
    Decks
    776
    Flashcards
    1
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  • Adm. Law and Market Regulation
    Adm. Law and Market Regulation

    Adm. Law and Market Regulation

    By: N.K.N. Eisha
    Week 1A: Introduction to Market Regulation, Week 1B: Public and Private Interest Theories of Regulation, Week 2A Public vs. Private Regulators ...
    14
    Decks
    300
    Flashcards
    1
    Learner
  • Private: Actuarial F105 - Finance & Investments
    Private: Actuarial F105 - Finance & Investments

    Private: Actuarial F105 - Finance & Investments

    By: Ryan Olivier
    Ch 1 +2 - Derivatives, Ch 3 - Specialist Asset Classes (1), Ch 4 - Specialist Asset Classes (2) ...
    19
    Decks
    433
    Flashcards
    14
    Learners
  • F105
    F105

    F105

    By: Nhlanhla Mkhabla
    Chapter 2 and 3, Chapter 23, Chapter 4: Specialist asset classes ...
    21
    Decks
    467
    Flashcards
    7
    Learners
  • Wiley - AUD
    Wiley - AUD

    Wiley - AUD

    By: Krista Gregory
    Financial Statement Audits, Planning Activities, IC - Concepts & Standards ...
    12
    Decks
    119
    Flashcards
    15
    Learners
  • 10c - R064 Exam Revision
    10c - R064 Exam Revision

    10c - R064 Exam Revision

    By: Mr Eacott
    LO1 - Understand how to target a market, LO2 - Understand what makes a product or service financially viable, LO3 - Understand product development ...
    5
    Decks
    55
    Flashcards
    25
    Learners
  • Commerce Year 9 Term 1 2023
    Commerce Year 9 Term 1 2023

    Commerce Year 9 Term 1 2023

    By: bethany pecky
    Consumer and Financial Decisions, Good vs Bad Customer Service, Practise PEEL Paragraphs - With Answers ...
    15
    Decks
    215
    Flashcards
    2
    Learners
  • Comm 101
    Comm 101

    Comm 101

    By: Avery Fahlman
    Chapter 6: Understanding the Management Process, Chapter 7: Creating a Flexible Organization, Chapter 10: Motivating Employees and Teams ...
    13
    Decks
    465
    Flashcards
    5
    Learners
  • Business
    Business

    Business

    By: sahan liyanage
    Business activity, Classification of business, Enterprise. business growth and size ...
    27
    Decks
    512
    Flashcards
    5
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Carol Goes
    Providers of Legal Services, The Regulatory Role of the Solicitors Regulation Authority, AT2 ...
    6
    Decks
    91
    Flashcards
    1
    Learner
  • SQE1: Legal Services (Originally by Elena S)
    SQE1: Legal Services (Originally by Elena S)

    SQE1: Legal Services (Originally by Elena S)

    By: nicholas corion
    Regulation of Legal Activities, Equality Act 2010, Financial Services ...
    6
    Decks
    148
    Flashcards
    1
    Learner
  • UK regs and profess integrity
    UK regs and profess integrity

    UK regs and profess integrity

    By: Jayde Rose
    1. UK Financial Services Sector, 5. Reg infrastructure, 8 - fin crime ...
    6
    Decks
    183
    Flashcards
    1
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  • CISI: International Introduction to Securities & Investment
    CISI: International Introduction to Securities & Investment

    CISI: International Introduction to Securities & Investment

    By: Jasmine Curtis
    Chapter 1: The Financial Services Sector, Chapter 2: The Economic Environment, Chapter 3: Financial Assets and Markets ...
    9
    Decks
    33
    Flashcards
    11
    Learners
  • Vince's From Flashcardlet
    Vince's From Flashcardlet

    Vince's From Flashcardlet

    By: Vincent Pitts
    CRC Exam, Interpeting Reliability and Comparability of Financial Statements Module 4, Understanding the Business ...
    26
    Decks
    351
    Flashcards
    12
    Learners
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Isabella Tatford
    Regulatory and Legal Environment MCQs, Managing Client Relationships MCQs, Money Laundering MCQs ...
    8
    Decks
    276
    Flashcards
    3
    Learners
  • Cemap 1 - SK
    Cemap 1 - SK

    Cemap 1 - SK

    By: Shahid Khan
    Topic 1 - Introducing the financial services industry, Topic 2 - Economic Policy and Financial Regulation
    2
    Decks
    29
    Flashcards
    1
    Learner
  • Business
    Business

    Business

    By: Haeun Chun
    vocabulary, Section 3 - Marketing, Chapter 18 - Production of Goods and Services ...
    7
    Decks
    318
    Flashcards
    1
    Learner
  • CII - IF1 (Chapter 10 - Consumer protection and dispute resolution)
    CII - IF1 (Chapter 10 - Consumer protection and dispute resolution)

    CII - IF1 (Chapter 10 - Consumer protection and dispute resolution)

    By: katy mainwaring
    Data Protection, Complaints Procedures, Ethical Standards ...
    5
    Decks
    33
    Flashcards
    7
    Learners
  • F105 - Finance and Investment Principles
    F105 - Finance and Investment Principles

    F105 - Finance and Investment Principles

    By: Paul Nheera
    Chapter 1: Derivatives (1), Chapter 2: Derivatives (2), Chapter 3: Specialist asset classes (1) ...
    24
    Decks
    420
    Flashcards
    43
    Learners
  • Certified Fund Specialist (CFS)
    Certified Fund Specialist (CFS)

    Certified Fund Specialist (CFS)

    By: Michael Buster
    Chapter 1-Fund Investments, Chapter 2-Regulation & Structure, Chapter 3-Fund Expenses ...
    19
    Decks
    515
    Flashcards
    1
    Learner

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