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  • Legal Services
    Legal Services

    Legal Services

    By: Barbora Lhotáková
    Providers of legal services, Financial services, Money laundering ...
    5
    Decks
    109
    Flashcards
    1
    Learner
  • SQE 1 - FLK 1
    SQE 1 - FLK 1

    SQE 1 - FLK 1

    By: Chloe Amies
    Legal System of England and Wales, Legal System of England and Wales - Introduction, Legal Systems of England and Wales - Statutory Interpretation ...
    78
    Decks
    806
    Flashcards
    18
    Learners
  • AML
    AML

    AML

    By: Christopher Hays
    AML - General, NOCLAR, Forensic Accounting ...
    10
    Decks
    557
    Flashcards
    5
    Learners
  • CISI Investment Advice Diploma
    CISI Investment Advice Diploma

    CISI Investment Advice Diploma

    By: Deleted Deleted
    Chapter 5 - The Regulatory Infrastructure of UK Financial Services
    1
    Decks
    21
    Flashcards
    20
    Learners
  • Certified Financial Planning Exam Prep
    Certified Financial Planning Exam Prep

    Certified Financial Planning Exam Prep

    By: Samuel Friar
    Planning Fundamentals, Insurance Planning, Investment Planning ...
    9
    Decks
    329
    Flashcards
    19
    Learners
  • IFA Level 4 - Core
    IFA Level 4 - Core

    IFA Level 4 - Core

    By: Miguel Reis
    1. Development and features of offshore centres, 2. Offshore financial services, 3. The importance of English law ...
    14
    Decks
    370
    Flashcards
    2
    Learners
  • CISI: UK Financial Regulations
    CISI: UK Financial Regulations

    CISI: UK Financial Regulations

    By: Samuel Peterson
    Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...
    6
    Decks
    574
    Flashcards
    4
    Learners
  • BTEC Business Unit 3 (year 13 only)
    BTEC Business Unit 3 (year 13 only)

    BTEC Business Unit 3 (year 13 only)

    By: cori wadley
    Purpose Of Money, Personal Life Cycle (Financial Needs), Personal Life Cycle (Implications) ...
    10
    Decks
    128
    Flashcards
    7
    Learners
  • FSRE - DipFA
    FSRE - DipFA

    FSRE - DipFA

    By: Stu Whisson
    1 - The Role & Structure of the Financial Markets, 2 - The Role of Government, 3 - Financial Services in the Wider Economy ...
    10
    Decks
    126
    Flashcards
    98
    Learners
  • SQE FLK1 - Business Law & Practice
    SQE FLK1 - Business Law & Practice

    SQE FLK1 - Business Law & Practice

    By: Unknown Unknown
    Introduction - Legal Forms of Business, Introduction - Tax Treatment, Introduction - Private and Public Companies ...
    57
    Decks
    934
    Flashcards
    1
    Learner
  • FSRE - Josh
    FSRE - Josh

    FSRE - Josh

    By: Josh Freire-Mckinnell
    Topic 1 - The role and structure of financial markets, Topic 2 - The role of the Government, Topic 3 - Meeting customers needs and priorities ...
    18
    Decks
    407
    Flashcards
    126
    Learners
  • Insurance
    Insurance

    Insurance

    By: c n
    Services & Systems eDOC, download, com log, cancellation, AINS 21 Insurers And Regulation, CSR: Commercial GL ...
    17
    Decks
    608
    Flashcards
    81
    Learners
  • BUS 100
    BUS 100

    BUS 100

    By: Melody van den Brink
    Chapter 1 Taking Risks And Making Profit, Chapter 2 How Economic Issues Affect Business, Chapter 3 Competing In Global Markets ...
    17
    Decks
    390
    Flashcards
    31
    Learners
  • IAF 2024 - Equipe de choc
    IAF 2024 - Equipe de choc

    IAF 2024 - Equipe de choc

    By: Hamouze Touni
    Droit successoral, Droit matrimonial, Protection de l’adulte et mandat pour cause d‘inaptitude ...
    28
    Decks
    860
    Flashcards
    6
    Learners
  • Business Law and Practice
    Business Law and Practice

    Business Law and Practice

    By: Berke Elmaz
    Different Legal Forms of Business, Introduction to Companies, The Company's Constitution ...
    47
    Decks
    965
    Flashcards
    1
    Learner
  • CII R01
    CII R01

    CII R01

    By: Adam Bradbury
    8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework ...
    10
    Decks
    60
    Flashcards
    34
    Learners
  • MOS 2277 Personal Finance
    MOS 2277 Personal Finance

    MOS 2277 Personal Finance

    By: Alexandru Belii
    Chapter 3 - Planning with Personal Financial Statements, Chapter 4 - Income Taxes, Chapter 5 - Banking Services & Managing your Money ...
    7
    Decks
    229
    Flashcards
    3
    Learners
  • SQE 1 - The legal system and services of England and Wales
    SQE 1 - The legal system and services of England and Wales

    SQE 1 - The legal system and services of England and Wales

    By: Briony Cook
    Overriding legal obligations, Sources of law: statutory interpretation, The court structure of England and Wales ...
    8
    Decks
    170
    Flashcards
    5
    Learners
  • SQE 1 Law School - Legal Services - SBAQs
    SQE 1 Law School - Legal Services - SBAQs

    SQE 1 Law School - Legal Services - SBAQs

    By: Amelia Webb
    UNIT 1 - Introduction to Legal Services and the Regulatory Framework for Solicitors, UNIT 2 - Financial Services, UNIT 3 - Money Laundering and the Proceeds of Crime Act 2002 ...
    4
    Decks
    68
    Flashcards
    3
    Learners
  • IAD Level 1
    IAD Level 1

    IAD Level 1

    By: Helen Chua
    Chapter 1: The UK Financial Services Sector, Chapter 2: UK Financial Services and Consumer Relationships, Chapter 3: UK Contract and Trust Legislation ...
    17
    Decks
    369
    Flashcards
    4
    Learners
  • SQE1 - Legal Services
    SQE1 - Legal Services

    SQE1 - Legal Services

    By: J S
    1. Regulatory Role of the SRA, 2. Funding of Legal Services, 3. Equality Act 2010 ...
    5
    Decks
    142
    Flashcards
    1
    Learner
  • SQE1_06-2026
    SQE1_06-2026

    SQE1_06-2026

    By: Harald Sippel
    BL - 2 - Partnership, BL - 3 - Companies (1), BL - 4 - Companies (2) ...
    17
    Decks
    701
    Flashcards
    1
    Learner
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Rhys MacCarter
    Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Firms (SQE1 only) ...
    8
    Decks
    482
    Flashcards
    18
    Learners
  • AFC Study
    AFC Study

    AFC Study

    By: Patrick Sutherlin
    1 The Counseling Environment, 2 Client Information, 3_4 Strategic Counseling Plan and Client Goals ...
    26
    Decks
    408
    Flashcards
    2
    Learners
  • Class..
    Class..

    Class..

    By: Me __
    1. Business, 2a. Property - Land, 2b. Property - Practice ...
    22
    Decks
    1,875
    Flashcards
    2
    Learners
  • 2017 Audit
    2017 Audit

    2017 Audit

    By: Jo Jo
    AICPA Code of Professional Conduct, MIPP - Independence Rules, MIPP - Non-idenpendence rules ...
    10
    Decks
    464
    Flashcards
    5
    Learners
  • R01
    R01

    R01

    By: James Coldwell
    Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal Concepts ...
    7
    Decks
    377
    Flashcards
    6
    Learners
  • FLK1 - Legal Services
    FLK1 - Legal Services

    FLK1 - Legal Services

    By: Chantelle Johnson
    Regulation, Financial Services, Money Laundering ...
    6
    Decks
    470
    Flashcards
    1
    Learner
  • BC Introduction to Business BSAD B20
    BC Introduction to Business BSAD B20

    BC Introduction to Business BSAD B20

    By: Aricia Leighton
    Chapter 1 Understanding Economic Systems and Business, Chapter 2 Making Ethical Decisions and Managing a Socially Responsible Business, Chapter 3 Competing in the Global Marketplace ...
    17
    Decks
    622
    Flashcards
    18
    Learners
  • SQE Master Set
    SQE Master Set

    SQE Master Set

    By: Sim S
    Professional Conduct: Regulatory and Legal Environment, Professional Conduct: The Client Relationship, Professional Conduct: Managing Risk ...
    134
    Decks
    7,461
    Flashcards
    3
    Learners

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