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Learn Financial Services

Study Financial Services using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • Business Management Year12
    Business Management Year12

    Business Management Year12

    By: Madaishe Gokora
    Factors Driving Global Business Development, Home Grown Business-Role of ethics in global business decisions /FTA's, E-COMMERCE and Benefits to a business of having a global brand ...
    26
    Decks
    711
    Flashcards
    1
    Learner
  • Rocket Pro SAFE
    Rocket Pro SAFE

    Rocket Pro SAFE

    By: Lea Weaver
    Course Overview - Chapter 1, MLO Timeline - Chapter 2, Agencies - Chapter 3 ...
    20
    Decks
    537
    Flashcards
    21
    Learners
  • Auditing
    Auditing

    Auditing

    By: Michelle Klein
    Finance and Investment Cycle, Completing the Audit, Reports on Audited Financial Stmts ...
    10
    Decks
    515
    Flashcards
    1
    Learner
  • ACC 453
    ACC 453

    ACC 453

    By: Danielle Cugliari
    Chapter 1: Assurance Services, Attestation Services and Financial Statement Audits, Chapter 2: Objective of a Financial Statement Audit, Chapter 3: Regulation of F/S Audits ...
    17
    Decks
    409
    Flashcards
    13
    Learners
  • Professional Conduct
    Professional Conduct

    Professional Conduct

    By: Rhys MacCarter
    Regulatory and Legal Environment, Managing Client Relationships: The 3 Cs, Regulation of Firms (SQE1 only) ...
    8
    Decks
    482
    Flashcards
    4
    Learners
  • Technology in Investment Management
    Technology in Investment Management

    Technology in Investment Management

    By: Joey Rigden
    Chapter 2: The Regulatory Framework, Chapter 3: Technology and the Functional Flow of Financial Instruments, Chapter 4: The Role of Technology in Trade Capture ...
    9
    Decks
    375
    Flashcards
    2
    Learners
  • AWS Whitepaper Summary
    AWS Whitepaper Summary

    AWS Whitepaper Summary

    By: Carlo Berwite
    AWS Basic Cloud Concept, Analytics, Application Integration ...
    26
    Decks
    251
    Flashcards
    1
    Learner
  • CeMAP Unit 1
    CeMAP Unit 1

    CeMAP Unit 1

    By: Kripal Vaja
    Topic 1: Introducing the financial services industry, Topic 2: Economic policy and financial regulation
    2
    Decks
    62
    Flashcards
    5
    Learners
  • Chapter 3: Legislation and Consumer Protection
    Chapter 3: Legislation and Consumer Protection

    Chapter 3: Legislation and Consumer Protection

    By: andres pujazon
    Insurance Legislation, Main Provisions of the Financial Services Act 2013, Companies Act 1965 ...
    10
    Decks
    68
    Flashcards
    1
    Learner
  • RICS APS QS - Core Competencies
    RICS APS QS - Core Competencies

    RICS APS QS - Core Competencies

    By: Dieter Kerschbaumer
    1. Design Economics and Cost Planning, 2. Contract Practice, 3. Construction Technology and Environmental Services ...
    6
    Decks
    99
    Flashcards
    27
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: Jada Akuffo
    Regulatory Role of the SRA, Funding of Legal Services, The Equality Act 2010 ...
    5
    Decks
    64
    Flashcards
    1
    Learner
  • ARE 5.0_Practice Management
    ARE 5.0_Practice Management

    ARE 5.0_Practice Management

    By: Jackie Mignone
    Business Operations, Delivery of Services, Financial & Risk Management
    3
    Decks
    58
    Flashcards
    6
    Learners
  • Securities
    Securities

    Securities

    By: Shade Oyewole
    Unit 1 - Financial services industry, Asset classes, Markets ...
    4
    Decks
    159
    Flashcards
    1
    Learner
  • Module 5035 - Financial Planning
    Module 5035 - Financial Planning

    Module 5035 - Financial Planning

    By: Saira Akhtar
    Financial Advisers, Money Laundering, Inflation ...
    10
    Decks
    54
    Flashcards
    1
    Learner
  • Cemap unit 1
    Cemap unit 1

    Cemap unit 1

    By: Molly Hill
    unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...
    25
    Decks
    818
    Flashcards
    951
    Learners
  • Financial Accounting 1
    Financial Accounting 1

    Financial Accounting 1

    By: Dominique Higgins
    Lecture 1-2 (What is accounting and who needs it?), Lecture 2-3 (The accounting equation), Lecture 5-6 (Financial statements from the accounting equation) ...
    18
    Decks
    331
    Flashcards
    10
    Learners
  • CLU - 311
    CLU - 311

    CLU - 311

    By: Evan Shifley
    Chapter 1, Chapter 2, Chapter 3 ...
    20
    Decks
    440
    Flashcards
    5
    Learners
  • Business
    Business

    Business

    By: Peter Oliver
    Income And Expenditure, Impact Of Organisations, Economic Growth ...
    29
    Decks
    509
    Flashcards
    3
    Learners
  • Legal Services
    Legal Services

    Legal Services

    By: El S
    Unit 1 Regulatory framework for solicitors, Unit 2 Financial services, Unit 3 Money laundering ...
    4
    Decks
    80
    Flashcards
    1
    Learner
  • UK Financial Regulation
    UK Financial Regulation

    UK Financial Regulation

    By: Jennie Acharjee
    FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012 ...
    5
    Decks
    49
    Flashcards
    10
    Learners
  • GCSE Business
    GCSE Business

    GCSE Business

    By: Ethan Retish
    Stakeholders, why they would be interested, Business Location and things to be considered for it, Business ownership ...
    38
    Decks
    286
    Flashcards
    10
    Learners
  • AWS Whitepaper_v2
    AWS Whitepaper_v2

    AWS Whitepaper_v2

    By: Angelica Silao
    Cloud Overview, AWS Analytics, Application Integration & AR/VR ...
    18
    Decks
    279
    Flashcards
    1
    Learner
  • CISI Introduction to S&I - Introduction
    CISI Introduction to S&I - Introduction

    CISI Introduction to S&I - Introduction

    By: Penelope Haddon
    1.1 Financial Services - Introduction, 1.2 Financial Services - Professional & Retail Business, 1.3 Financial Services - Participants ...
    8
    Decks
    44
    Flashcards
    4
    Learners
  • ICAS TC Finance
    ICAS TC Finance

    ICAS TC Finance

    By: Mario Polycarpides
    Module 1 Internal Finance Strategy, Module 2 Sources of Finance, Module 3 Share and Loan Capital ...
    14
    Decks
    224
    Flashcards
    16
    Learners
  • R01
    R01

    R01

    By: Liam Demaine
    Industry Overview, Serving The Retail Customer, Laws and Legal Concepts ...
    5
    Decks
    153
    Flashcards
    1
    Learner
  • CM APC Questions
    CM APC Questions

    CM APC Questions

    By: Curtis Morgan
    Case Study Q&A, Mock Questions, Need To Knows ...
    23
    Decks
    471
    Flashcards
    1
    Learner
  • SQE1 - Legal Services
    SQE1 - Legal Services

    SQE1 - Legal Services

    By: Al C
    1. Regulatory Role of the SRA, 2. Funding of Legal Services, 3. Equality Act 2010 ...
    5
    Decks
    138
    Flashcards
    1
    Learner
  • CL
    CL

    CL

    By: Kat Watson
    1. Sale of Goods: The Contract of Sale, Passing of Property, Risk and Title, The Seller's Duties and the Buyer's Remedies ...
    47
    Decks
    862
    Flashcards
    213
    Learners
  • SQE 1 - The legal system and services of England and Wales
    SQE 1 - The legal system and services of England and Wales

    SQE 1 - The legal system and services of England and Wales

    By: Briony Cook
    Overriding legal obligations, Sources of law: statutory interpretation, The court structure of England and Wales ...
    8
    Decks
    156
    Flashcards
    2
    Learners
  • Business Processes
    Business Processes

    Business Processes

    By: Stefano Gualano
    Course 1 - Intro, Course 2 - Organizational design, Course 3 - Supply-side: Sourcing ...
    14
    Decks
    160
    Flashcards
    3
    Learners

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