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CF
CF
By: Andreas Avraam
Excluded activity, Glossary, 1.5 Exempt Persons ...32Decks536Flashcards2Learners -
mortgages types / types of borrowers
mortgages types / types of borrowers
By: Andrew McKechnie
WEEK 6: mortgage types / types of borrowers, mortgage associated products WEEK 9, mortgage regulation WEEK 11 ...6Decks101Flashcards2Learners -
Cemap unit 1
Cemap unit 1
By: Molly Hill
unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...25Decks818Flashcards1,042Learners -
UK Financial Regulation
UK Financial Regulation
By: Jennie Acharjee
FCA's COBS & CASS, Regulatory Environment, FSMA 2000 & Financial Services Act 2012 ...5Decks49Flashcards10Learners -
DipFA - FSRE (22/23)
DipFA - FSRE (22/23)
By: George Farley
1. Role And Structure Of Financial Markets, 2. The Role Of Government, 3. Customer Needs ...11Decks174Flashcards8Learners -
CISI UK Financial Regulation 2023/24
CISI UK Financial Regulation 2023/24
By: Georgia Boddy
1. The Regulatory Environment, 2. The Financial Services Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation Regulation ...6Decks224Flashcards15Learners -
LT Test
LT Test
By: Daniel T
Penal Law, Case Law, Other Laws ...12Decks494Flashcards1Learner -
CISI
CISI
By: Shade Oyewole
Unit 1 - The Regulatory environment, Unit 2 - FSMA and FSA, Unit 3 - Association and Legislation ...5Decks225Flashcards5Learners -
IAD Level 1
IAD Level 1
By: Helen Chua
Chapter 1: The UK Financial Services Sector, Chapter 2: UK Financial Services and Consumer Relationships, Chapter 3: UK Contract and Trust Legislation ...17Decks369Flashcards5Learners -
IMC IE Chapter 1
IMC IE Chapter 1
By: Serena Asante
IMC Chapter 1, IMC Chapter 1 - 1.4 - The FCA, IMC Chapter 1 - 1.3 - The Regulatory Environment ...4Decks128Flashcards2Learners -
FSRE - DIPFA
FSRE - DIPFA
By: Ned Clonan
Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy ...20Decks175Flashcards65Learners -
Cemap1 unit 1 and 2
Cemap1 unit 1 and 2
By: Keesha Anderson
1. Introduction to financial services, 2. Economic Policy and financial regulation, 3. UK Taxation 1 ...25Decks334Flashcards65Learners -
CeMap
CeMap
By: space man
Unit 1 Topic 1 - Introducing the financial services industry, Unit 1 Topic 2 - Economic policy and financial regulation, Unit 1 Topic 3 - UK taxation I ...25Decks781Flashcards602Learners -
UK Regulation and Professional Integrity
UK Regulation and Professional Integrity
By: joshua hale
Glossary, Chapter 1 The UK Financial Services Sector, Chapter 2 UK Financial Services and Consumer Relationships ...12Decks148Flashcards8Learners -
JW - CeMap 1 (2019/2020)
JW - CeMap 1 (2019/2020)
By: J W
Unit 1: Introduction to the Financial Services Environment and Products - Topic 1 - Introducing the financial services industry, Unit 1 - Topic 2 - Economic policy and financial regulation, Unit 1 - Topic 3 - UK taxation ...25Decks851Flashcards285Learners -
CeMap 1
CeMap 1
By: Lucy Russell
TOPIC 1 - Introducing the financial services industry, TOPIC 2 - Economic policy and financial regulation, TOPIC 4 - UK taxation II ...25Decks531Flashcards43Learners -
IOC - UK financial reg
IOC - UK financial reg
By: Mark Patching
IOC - UK Reg CH 1 - Regulatory Environment, IOC - UK Reg CH 2 - FSMA 2000 - FSA 2012, IOC - UK Reg CH 3 - Associated Legislation and Regulation ...6Decks193Flashcards14Learners -
Domain 3 : Obstetrics
Domain 3 : Obstetrics
By: Abongile Vanda
Physiological Changes, Valvular Heart Disease, ESC Guidelines On Cardiac Diseases In Pregnancy ...30Decks813Flashcards4Learners -
Regs Exam
Regs Exam
By: Jack George
Chapter 1 (Regulatory Environment), Chapter 2 (FSMA 2000 & FSA 2012), Chapter 3 (Associated Legislation & Regulation) ...5Decks126Flashcards1Learner -
CISI: UK Financial Regulations
CISI: UK Financial Regulations
By: Samuel Peterson
Chapter 1: The Regulatory Environment, Chapter 2: The Financial Services and Markets Act 2000 & Financial Services Act 2012, Chapter 3: Associated Legislation and Regulation ...6Decks574Flashcards2Learners -
CII R01 - Financial Services, Regulation & Ethics
CII R01 - Financial Services, Regulation & Ethics
By: Karishma Hirani
Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection ...23Decks428Flashcards56Learners -
UKFR
UKFR
By: Kelsey Phillips
U1: T1 - INTRODUCING THE FINANCIAL SERVICES INDUSTRY, U1: T2 - ECONOMICS POLICY AND FINANCIAL REGULATION, U1: T3 - UK TAXATION I ...27Decks1,071Flashcards6Learners -
Financial Planning
Financial Planning
By: Declan Iom
Topic 1 Key Influences In UK Financial Services industry, Topic 2 : PRA & FCA, Topic 3 - Conduct Of Business Rules ...5Decks361Flashcards3Learners -
Cemap Unit 1 + Unit 2
Cemap Unit 1 + Unit 2
By: Meakes Manny
unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...25Decks818Flashcards8Learners -
Regulation & Compliance Chapter 1, 2 & 4
Regulation & Compliance Chapter 1, 2 & 4
By: Luke O'Mahoney
Overview of UK Financial Services Regulation, Regulated Activities, Authorisation and MIFID, Penalties for breaching FSMA 2000 & Collective Invest Scheme ...14Decks240Flashcards5Learners -
UKFR
UKFR
By: Lee Stapleton
Intro financial Services Industry, Economic Policy And Financial Regulation, UK Taxation 1 ...25Decks288Flashcards3Learners -
IOC Financial Regulation
IOC Financial Regulation
By: Fraser Wright
Chapter 3 - Assc Legislation and Regulation, Chapter 1 - Regulatory Environment, Chapter 2 - FSMA 200 and FSA 2012 ...5Decks172Flashcards1Learner -
R1 Psiquiatria
R1 Psiquiatria
By: Lucas Laurentino
Psicopatologia, Bases Transtornos Psiquiatricos, Psicopato - CONSCIÊNCIA ...30Decks491Flashcards1Learner -
Cemap Unit 1 + Unit 2 kam
Cemap Unit 1 + Unit 2 kam
By: Meakes Manny
unit 1 into to financial services, unit 1 topic 2- economic policy, Unit 1 topic 3 - Taxation ...25Decks818Flashcards2Learners -
Class Name
Class Name
By: R T
Topic 1 - FS Industry, Topic 2 - Economic Policy & Financial Regulation, Topic 3 - UK Taxation 1 ...25Decks410Flashcards8Learners