Fca Flashcards & Quizzes

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Contract Law

Contract Law

By: Emily clayton

Remoteness, SP, Privity ...

13

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120

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1

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Asset Finance - Unit 2

Asset Finance - Unit 2

By: Patrick Iyoyin

Regulation, FCA & PRA continued, Consumer Credit ...

9

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86

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1

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Chapter 3.6 - 3.7 The Regulation Of Financial Markets And Institutions

Chapter 3.6 - 3.7 The Regulation Of Financial Markets And Institutions

By: Vemula Shravya

Supervision And Enforcement Powers Of The FCA, Complaints And The Financial Ombudsman Service, Financial Services Compensation Scheme ...

8

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86

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1

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Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions

Chapter 3.1 - 3.3 The Regulation Of Financial Markets and Institutions

By: Vemula Shravya

EU: Harmonisation Of Financial Services, EU: The European Securities And Markets Authority, EU: The Markets In Financial Instruments Directive ...

28

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231

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1

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THE FINANCIAL MARKETS

THE FINANCIAL MARKETS

By: Daniel Newton

Financial Markets, Types of Financial Markets, Credit Creation and the Money Multiplier - How do Commercial Banks Make Money? ...

4

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36

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1

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CeMAP 1, 2 & 3

CeMAP 1, 2 & 3

By: Storm Wheatley

CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1 ...

55

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35

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109

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CISI 1 - Regulation

CISI 1 - Regulation

By: Damian Zalabardo

1. The Regulatory Environment, 2. The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3. Associated Legislation and Regulation ...

5

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107

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Revision C

Revision C

By: Kristina Vedeike

Daily questions, Under FCA regulations, the definition of a regulated mortgage contract specifically excludes: A debt consolidation. B home improvement loans. C commercial lending D bridging loans.

2

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20

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CISI UK Financial Regulations 2023-24

CISI UK Financial Regulations 2023-24

By: Katrina Carter

Chapter 1 - The Regulatory Environment, Chapter 2 - The Financial Services and Markets Act 2000 and Financial Services Act 2012, Chapter 3 - Associated Legislation and Regulation ...

5

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36

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AF7

AF7

By: Andrew Cruse

FCA and the Regulatory Requirements, TPR and The Statutory Transfer Process, Features and Security of Defined Benefit Schemes ...

8

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53

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1

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Financial Regulation & Ethics

Financial Regulation & Ethics

By: Kazeem Sarumi

TCF, Advice, Money Laundering ...

6

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31

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1

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Asset Finance - Unit 1

Asset Finance - Unit 1

By: Patrick Iyoyin

Advantages of Leasing, Trade Organisations, Access to Market ...

11

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62

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1

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EF 1 - Preparation for Listing

EF 1 - Preparation for Listing

By: chaya kupperman

Terminology, Advantages and Disadvantages to Listing, AIM v LSE ...

14

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37

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