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Learn Uk Financial Regulation

Study Uk Financial Regulation using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!
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  • BTF
    BTF

    BTF

    By: Haaaa s
    Chapter 2 - Managing a business, Chapter 3 - Organisational and business structures, Chapter 4 - Introduction to business strategy ...
    13
    Decks
    646
    Flashcards
    2
    Learners
  • IMC Unit 1
    IMC Unit 1

    IMC Unit 1

    By: Lili Brown
    1 - Financial Markets and Intermediaries, 2 - Ethics and Investment Principles, 3 - Regulation of Financial Markets ...
    6
    Decks
    191
    Flashcards
    2
    Learners
  • Chapter 3 - Regulation of financial markets and institutions
    Chapter 3 - Regulation of financial markets and institutions

    Chapter 3 - Regulation of financial markets and institutions

    By: Tunji Adeniyi
    3.2: UK REGULATION, 3.3: FCA: OBJECTIVES AND HIGH-LEVEL STANDARDS, 3.4: REGULATION OF INVESTMENT EXCHANGES ...
    7
    Decks
    99
    Flashcards
    1
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  • Interpreting Financial & Accounting Information
    Interpreting Financial & Accounting Information

    Interpreting Financial & Accounting Information

    By: O B
    1.1 Regulatory framework - introduction, 1.2 The need for a regulatory framework, 1.3 Agency theory and the role of corporate governance ...
    161
    Decks
    916
    Flashcards
    32
    Learners
  • RO1
    RO1

    RO1

    By: Peter Ffoulkes
    RO1 - S.1 - the UK financial services industry in its European and global context, RO1 - S.2 - how the retail consumer is served by the financial services industry, RO1 - S.3 - legal concepts and considerations relevant to financial advice ...
    10
    Decks
    426
    Flashcards
    1
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  • Corporate Finance Regulation
    Corporate Finance Regulation

    Corporate Finance Regulation

    By: Phil Moore
    1. Regulatory Infrastructure, 2. The Role of the FCA and the PRA, 3. Company Law 4. AML and CTF ...
    25
    Decks
    724
    Flashcards
    1
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  • 3. Regulation of Financial Markets and Institutions
    3. Regulation of Financial Markets and Institutions

    3. Regulation of Financial Markets and Institutions

    By: ed stringer
    International and European Union Directives, Regulation and Guidance, FCA BS: Investment Research, FCA BS - Product Governance and Disclosure Requirements ...
    14
    Decks
    199
    Flashcards
    3
    Learners
  • CeMAP 1, 2 & 3
    CeMAP 1, 2 & 3

    CeMAP 1, 2 & 3

    By: Storm Wheatley
    CeMAP 1 UKFR 20/21 - Unit 1 - Topic 1 Introduction to the Financial Service Industry, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 2 Economic Policy and Financial Regulation, CeMAP 1 UKFR 20/21 - Unit 1 - Topic 3 UK Taxation 1 ...
    55
    Decks
    35
    Flashcards
    92
    Learners
  • FSRE - DIPFA
    FSRE - DIPFA

    FSRE - DIPFA

    By: Ned Clonan
    Topic 1 The role and structure of financial markets, Topic 2 The role of government, Topic 3 Financial services in the wider economy ...
    20
    Decks
    175
    Flashcards
    65
    Learners
  • CF
    CF

    CF

    By: Andreas Avraam
    Excluded activity, Glossary, 1.5 Exempt Persons ...
    32
    Decks
    536
    Flashcards
    2
    Learners
  • My CeMap 1
    My CeMap 1

    My CeMap 1

    By: Joel Mitchell
    Topic 1: Introducing the Financial Industry, Topic 2: Economic policy and financial regulation, Topic 3: UK Taxation 1 ...
    17
    Decks
    149
    Flashcards
    27
    Learners
  • CEMAP 1
    CEMAP 1

    CEMAP 1

    By: A Z
    CEMAP 1 TOPIC 1- Introducing the financial services industry, CEMAP 1 Topic 2- Economic policy and financial regulation, CEMAP 1 Topic 3- UK Taxation Part 1 ...
    10
    Decks
    114
    Flashcards
    5
    Learners
  • Interpreting Financial & Accounting Information (CGI) 2023
    Interpreting Financial & Accounting Information (CGI) 2023

    Interpreting Financial & Accounting Information (CGI) 2023

    By: Jirina Buckland
    1.1 Regulatory framework - introduction, 1.2 The need for a regulatory framework, 1.3 Agency theory and the role of corporate governance ...
    161
    Decks
    928
    Flashcards
    4
    Learners
  • R01
    R01

    R01

    By: Jacob Graham
    Chapter 1 - UK Financial Services (European & Global Context), Chapter 4 - Financial Services Regulation, Chapter 3 - Legal Concepts And Considerations ...
    4
    Decks
    79
    Flashcards
    1
    Learner
  • Regulation
    Regulation

    Regulation

    By: Ellie Ricou
    Insider Dealing, Market Abuse, The Retail Distribution Review ...
    8
    Decks
    72
    Flashcards
    1
    Learner
  • R01
    R01

    R01

    By: Jemma Trezza
    Chapter 1 - The UK financial services industry: an overview, Chapter 5.1 Responsibilities and Approach to Regulation
    2
    Decks
    31
    Flashcards
    1
    Learner

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